120 F.3d 1390 (1997)
Aurelia DAVIS, as Next Friend of LaShonda D., Plaintiff-Appellant,
v.
MONROE COUNTY BOARD OF EDUCATION, et al., Defendants-Appellees.
No. 94-9121.
United States Court of Appeals, Eleventh Circuit.
August 21, 1997.
Mary Patricia Sullivan, Macon, GA, Marcia Greenberger, Verna Williams,
Deborah Brake, The National Women's Law Center, Washington, DC, for Plaintiff-Appellant.
Julie Goldscheid, New York City, for Amicus Now Legal Defense & Education
Fund.
Wallace Warren Plowden, Jr., William T. Prescott, Macon, GA, for Defendants-Appellees.
Dennis J. Dimsey, Mark L. Gross, Linda F. Thome, U.S. Dept. of Justice,
Washington, DC, for Amicus U.S. Department of Justice.
Before HATCHETT, Chief Judge, TJOFLAT, EDMONDSON, COX, BIRCH, DUBINA,
BLACK, CARNES and BARKETT, Circuit Judges [1], and KRAVITCH
[2] and HENDERSON, Senior Circuit Judges.
TJOFLAT, Circuit Judge:
Appellant, Aurelia Davis, brought this suit against the Board of Education
of Monroe County, Georgia, (the "Board") and two school officials,
Charles Dumas and Bill Querry, on behalf of her daughter, LaShonda Davis.
The complaint alleged that the defendants violated section 901 of the
Education Amendments of 1972, Pub.L. No. 92-318, 86 Stat. 235, 373 (1972)
(codified as amended at 20 U.S.C. § 1681 (1994)) ("Title IX"),
and 42 U.S.C. § 1983, [3] by failing to prevent a student
at Hubbard Elementary School ("Hubbard") from sexually harassing
LaShonda while she was a student there. Appellant separately alleged
that the defendants discriminated against LaShonda on the basis of race
in violation of 42 U.S.C. § 1981. [4] Appellant sought
injunctive relief and $500,000 in compensatory and punitive damages.
The district court dismissed appellant's complaint in its entirety for
failure to state a claim upon which relief can be granted. See Aurelia
D. v. Monroe County Bd. of Educ., 862 F.Supp. 363, 368 (M.D.Ga.1994); see
also Fed.R.Civ.P. 12(b)(6). Appellant appealed the district court's
dismissal of her Title IX claim against the Board, [5]
arguing that a school board can be held liable under Title IX for its
failure to prevent sexual harassment among students. On appeal, a divided
three-judge panel reinstated her Title IX claim against the Board. See
Davis v. Monroe County Bd. of Educ., 74 F.3d 1186, 1195 (11th Cir.1996).
At the Board's request, we granted rehearing en banc to consider appellant's
Title IX claim, [6] and we now affirm the district court's
dismissal of this claim.
I.
A.
We review de novo the district court's dismissal of appellant's
complaint for failure to state a claim upon which relief can be granted. See
McKusick v. City of Melbourne, 96 F.3d 478, 482 (11th Cir.1996).
To this end, we take as true the allegations appellant has set forth
in her complaint and examine whether those allegations describe an injury
for which the law provides relief. See Welch v. Laney, 57 F.3d
1004, 1008 (11th Cir.1995). We construe appellant's allegations liberally
because the issue is not whether appellant will ultimately prevail but
whether she is entitled to offer evidence to support her claims. Scheuer
v. Rhodes, 416 U.S. 232, 236, 94 S.Ct. 1683, 1686, 40 L.Ed.2d 90
(1974). We begin by describing the allegations contained in appellant's
complaint.
B.
LaShonda Davis was enrolled as a fifth-grade student at Hubbard during
the 1992-1993 school year. During that school year, Bill Querry was the
principal of Hubbard, and Diane Fort, Joyce Pippin, and Whit Maples were
teachers at the school. The complaint alleges that the Board administered
federally funded educational programs at Hubbard and supervised the school's
employees, including Principal Querry and Teachers Fort, Pippin, and
Maples.
According to the complaint, a fifth-grade student named "G.F." was
in several of LaShonda's classes and initially was assigned to the seat
next to LaShonda in Fort's classroom. On December 17, 1992, while in
Fort's classroom, G.F. allegedly tried to touch LaShonda's breasts and
vaginal area. G.F. also allegedly directed vulgarities at LaShonda, such
as "I want to get in bed with you" and "I want to feel
your boobs." LaShonda complained to Fort. After school that day,
LaShonda also told her mother, the appellant, about G.F.'s behavior.
The complaint states that G.F. engaged in similar (although unspecified)
conduct on or about January 4, 1993, [7] and again on
January 20, 1993. LaShonda allegedly reported both incidents to Fort
and to appellant. After one of these first three incidents, appellant
called Fort, who told appellant in the course of their conversation that
Principal Querry knew about one of the incidents.
G.F.'s misconduct continued. On February 3, 1993, G.F. allegedly placed
a door-stop in his pants and behaved in a sexually suggestive manner
toward LaShonda during their physical education class. LaShonda reported
this incident to Maples, who was the physical education teacher. On February
10, 1993, G.F. engaged in unspecified conduct similar to that of the
December 17 incident in the classroom of Pippin, another of LaShonda's
teachers. LaShonda notified Pippin of G.F.'s behavior and later told
appellant, who then called Pippin to discuss the incident. On March 1,
1993, G.F. directed more unspecified, offensive conduct toward LaShonda
during physical education class. LaShonda reported G.F. to Maples and
Pippin. An unidentified teacher allegedly told LaShonda that Principal
Querry was not ready to listen to her complaint about G.F.
At some point around March 17, 1993, Fort allowed LaShonda to change assigned
seats away from G.F. G.F., however, persisted in his unwelcome attentions.
On April 12, 1993, he rubbed his body against LaShonda in a manner she
considered sexually suggestive; this incident occurred in the hallway
on the way to lunch. LaShonda again complained to Fort.
Lastly, on May 19, 1993, LaShonda complained to appellant after school
about more unspecified behavior by G.F. Appellant and LaShonda then paid
a visit to Principal Querry to discuss G.F.'s conduct. At this meeting,
Querry asked LaShonda why no other students had complained about G.F.
During this meeting, Querry also told appellant, "I guess I'll
have to threaten [G.F.] a little bit harder." On the same day, May
19, G.F. was charged with sexual battery, a charge which he apparently
did not deny. The complaint does not tell us who summoned the police.
In all, the complaint describes eight separate instances of sexual harassment
by G.F. These eight instances of alleged harassment occurred, on average,
once every twenty-two days over a six-month period. Three instances occurred
in Fort's classroom; two occurred in Maples' physical education class;
one occurred in Pippin's classroom; one occurred in a school hallway;
and one occurred in an unspecified location. LaShonda reported four instances
of alleged harassment to Fort, two to Maples, and two to Pippin. LaShonda
reported the final instance of harassment, the May 19 incident, to appellant
and Querry. The complaint does not allege that any faculty member knew
of more than four instances of harassment, and the complaint indicates
that Principal Querry learned of only one instance of harassment before
his meeting with appellant and LaShonda on May 19.
The complaint does not state what action each of the teachers took upon
being informed by LaShonda of G.F.'s demeaning conduct. We assume for
appellant's benefit that the teachers took no action other than Fort's
apparent notification of Principal Querry after one of the first three
instances of alleged harassment and Fort's decision around March 17,
1993, to move LaShonda's assigned seat away from that of G.F. We will
also accept as true that Principal Querry took no measures against G.F.
other than threatening him with disciplinary action at some point before
his May 19 meeting with appellant and her daughter. For example, we assume
for appellant's benefit that someone other than the school staff instigated
the prosecution of G.F.
Appellant claims that LaShonda suffered mental anguish because of G.F.'s
behavior. As indicia of this emotional trauma, the complaint states that
LaShonda's grades dropped during the 1992-1993 school year and that LaShonda
wrote a suicide note in April 1993. Based on the above allegations, appellant
contends that "[t]he deliberate indifference by Defendants to the
unwelcomed [sic] sexual advances of a student upon LaShonda created an
intimidating, hostile, offensive and abuse [sic] school environment in
violation of Title IX." We therefore consider whether Title IX allows
a claim against a school board based on a school official's failure to
remedy a known hostile environment [8] caused by the
sexual harassment of one student by another ("student-student sexual
harassment").
II.
Title IX provides that "[n]o person in the United States shall, on
the basis of sex, be excluded from participation in, be denied the benefits
of, or be subjected to discrimination under any education program or
activity receiving Federal financial assistance." 20 U.S.C. § 1681
(1994). Although nothing in the plain language of Title IX speaks to
the issue of student-student sexual harassment, several district courts
have held that Title IX allows a student to sue a school board for failing
to prevent hostile-environment sexual harassment by another student. See
Doe v. Londonderry Sch. Dist., 970 F.Supp. 64 (D.N.H.1997); Nicole
M. v. Martinez Unified Sch. Dist., 964 F.Supp. 1369, 1372-78 (N.D.Cal.); Collier
v. William Penn Sch. Dist., 956 F.Supp. 1209, 1213-14 (E.D.Pa. 1997); Bruneau
By and Through Schofield v. South Kortright Cent. Sch. Dist., 935
F.Supp. 162, 172 (N.D.N.Y.1996); Doe v. Petaluma City Sch. Dist., 830
F.Supp. 1560, 1576 (N.D.Cal.1993), rev'd on other grounds, 54
F.3d 1447 (9th Cir.1995); Burrow v. Postville Community Sch. Dist., 929
F.Supp. 1193, 1205 (N.D.Iowa 1996); Wright v. Mason City Community
Sch. Dist., 940 F.Supp. 1412, 1419-20 (N.D.Iowa 1996); Bosley
v. Kearney R-1 Sch. Dist., 904 F.Supp. 1006, 1023 (W.D.Mo.1995); Oona
R.-S. v. Santa Rosa City Schs., 890 F.Supp. 1452, 1469 (N.D.Cal.1995); Patricia
H. v. Berkeley Unified Sch. Dist., 830 F.Supp. 1288, 1293 (N.D.Cal.1993). But
see Garza v. Galena Park Indep. Sch. Dist., 914 F.Supp. 1437, 1438
(S.D.Tex.1994) ("[A] student cannot bring a hostile environment
claim under Title IX.").
The courts of appeals, however, have been less enthusiastic. The Fifth
Circuit has held that no cause of action exists where a school board
merely knew or should have known of peer sexual harassment and failed
to act. See Rowinsky v. Bryan Indep. Sch. Dist., 80 F.3d 1006,
1016 (5th Cir.), cert. denied, ___ U.S. ___, 117 S.Ct. 165,
136 L.Ed.2d 108 (1996). Other circuits have resolved complaints of student-student
sexual harassment without deciding whether a cause of action exists under
Title IX for this alleged harm. See, e.g., Seamons v. Snow, 84
F.3d 1226, 1232-33 (10th Cir.1996) (holding that the plaintiff failed
to state a valid claim for student-student sexual harassment because
he failed to allege that the harassment in question was on account of
his sex); Murray v. New York Univ. College of Dentistry, 57
F.3d 243, 250 (2d Cir.1995) (holding that, even if Title IX created a
private cause of action for sexual harassment by a non-employee of the
school, plaintiff failed to allege that school officials knew or should
have known of the harassment); Doe v. Petaluma City Sch. Dist., 54
F.3d 1447, 1452 (9th Cir. 1994) (holding that a defendant school counselor
was entitled to qualified immunity against a claim that he failed to
respond to known sexual harassment of the plaintiff by other students).
The Supreme Court has not squarely addressed the issue of student-student
sexual harassment. In general, the Court has allowed private plaintiffs
to proceed under Title IX only in cases that allege intentional gender
discrimination by the administrators of educational institutions. According
to the Court, plaintiffs can state a claim under Title IX by alleging
that a federally funded educational institution, acting through its employees,
intentionally subjected them to discrimination in its educational programs
or activities. See Cannon v. University of Chicago, 441 U.S.
677, 709, 99 S.Ct. 1946, 1964, 60 L.Ed.2d 560 (1979). For example, where
a teacher engaged a student in sexually oriented conversations, solicited
dates from her, forcibly kissed her on the mouth, and thrice removed
her from another class in order to engage in coercive sexual intercourse
with her in a private office at the school, the Court found that the
school board could be held liable for his actions. See Franklin v.
Gwinnett County Pub. Schs., 503 U.S. 60, 63-64, 76, 112 S.Ct. 1028,
1031, 1038, 117 L.Ed.2d 208 (1992).
Neither the Supreme Court nor this court has ever found, however, that
a school board can be held liable for failing to prevent non-employees from
discriminating against students on the basis of sex. Appellant does not
allege that any employee of the Board intentionally discriminated against
LaShonda by personally participating in G.F.'s offensive conduct toward
her. Rather, appellant alleges that the Board violated Title IX by failing
adequately to respond to LaShonda's complaints. Neither the Supreme Court
nor this court has considered whether a Title IX plaintiff can proceed
under this theory. In short, by seeking direct liability of the Board
for the wrongdoing of a student, appellant argues for an extension of
liability under Title IX. We examine the legislative history of Title
IX to determine whether Congress intended this provision to reach appellant's
allegations.
A.
The provision now known as Title IX emerged from a flurry of bills regarding
public education. In June and July 1970, the House Subcommittee on Education
of the House Committee on Education and Labor, under the leadership of
Representative Edith Green, held hearings on gender discrimination in
federally funded educational programs. See Discrimination Against
Women: Hearings on Section 805 of H.R. 16098 Before the Special Subcomm.
on Education of the House Comm. on Education and Labor, 91st Cong.,
2d Sess. (1970) [hereinafter House Hearings]. None of the testimony
before Representative Green's subcommittee concerned student-student
sexual harassment or related issues, such as school discipline. Instead,
the subcommittee's work focused on eliminating gender discrimination
in school admissions and in the employment decisions of school administrators.
By 1970, section 703 of the Civil Rights Act of 1964 already prohibited
gender discrimination in employment. See Civil Rights Act of
1964, Pub.L. No. 88-352, § 703, 78 Stat. 241, 255 (1964) (codified at
42 U.S.C. § 2000e-2 (1994)) ("Title VII"). [9]
Title VII, however, did not apply to educational institutions. See §
702, 78 Stat. at 255 (codified as amended at 42 U.S.C. § 2000e-1 (1994)).
Similarly, section 601 of the Civil Rights Act prohibited racial discrimination
by all recipients of federal funding. See § 601, 78 Stat. at
252 (codified at 42 U.S.C. § 2000d (1994)) ("Title VI"). [10]
Title VI did not ban gender discrimination by recipients of federal funding.
To fill this gap in antidiscrimination legislation, the subcommittee drafted
a proposed amendment to H.R. 16098, 91st Cong. (1970). This amendment
would have applied to schools the non-discrimination requirements of
Title VII and added "sex" to the types of discrimination banned
by Title VI. See House Hearings, supra, at 1. In other words,
the subcommittee's amendment was designed to bridge the gap between Title
VII and Title VI. The amendment, however, never reached the House floor. See
North Haven Bd. of Educ. v. Bell, 456 U.S. 512, 523 n. 13, 102 S.Ct.
1912, 1919 n. 13, 72 L.Ed.2d 299 (1982).
On April 6, 1971, a new education bill was introduced in the House. See H.R.
7248, 92nd Cong. (1971). This bill contained a provision similar to the
amendment proposed by Representative Green's subcommittee nearly one
year earlier. Title X of H.R. 7248 prohibited gender discrimination in
any education program or activity receiving federal financial support.
H.R.Rep. No. 92-554, at 108 (1972), reprinted in 1972 U.S.C.C.A.N.
2462, 2511-12. The House report on H.R. 7248 described this provision
as a response to discriminatory admissions policies and employment practices
at federally funded schools. See id. Once again, neither the
House report nor the underlying testimony discussed student-student sexual
harassment.
While the House bill remained in committee, the Senate was considering
a similar education bill. See S. 659, 92nd Cong. (1971). The
Senate bill emerged from the Senate Committee on Labor and Public Welfare
on August 3, 1971, without any antidiscrimination provision at all. Consequently,
on August 5, 1971, Senator Birch Bayh introduced on the Senate floor
an amendment to the committee's version of S. 659. See 117 Cong.
Rec. 30,156. (1971). His amendment, like the House provision drafted
by Representative Green's subcommittee, extended the antidiscrimination
provisions of the Civil Rights Act of 1964 to gender discrimination by
federally funded "institutions of higher learning." [11] See
id. at 30,155. In defending his amendment, Senator Bayh did not
discuss student-student sexual harassment, nor did he discuss school
discipline. He focused on gender discrimination in school admissions
and employment opportunities for female teachers. See id. at
30,155-56. In any event, the Senate rejected Bayh's amendment as non-germane, id. at
30,415, and the Senate passed S. 659 on August 6, 1971, without an antidiscrimination
provision.
On November 3, 1971, the House began consideration of S. 659, as passed
by the Senate. The House "amended" the Senate bill by striking
virtually the entire contents of S. 659 and replacing it with the contents
of H.R. 7248, including the antidiscrimination provision. See S.Rep.
No. 92-604, at 1 (1972), reprinted in 1972 U.S.C.C.A.N. 2595,
2595. The House made this change without official comment and passed
its version of S. 659 on November 4, 1971. See 117 Cong. Rec.
at 30,882.
On November 24, 1971, the Senate, by unanimous consent, referred the House
version of S. 659 back to the Committee on Labor and Public Welfare,
which proceeded to amend the House version to conform to the original
Senate version. See S.Rep. No. 92-604, at 1-2 (1972), reprinted
in 1972 U.S.C.C.A.N. 2595, 2595-96. Once again, the committee did
not discuss gender discrimination at all, much less sexual harassment
among students. On February 7, 1972, the Senate committee sent its own
version of S. 659 back to the floor of the Senate. See 118 Cong.
Rec. 2806 (1972).
Once the bill returned to the Senate floor, Senator Bayh again introduced
an amendment to add an antidiscrimination provision. [12] See
id. at 5802-03. Bayh's proposal was intended to "close[] loopholes
in existing legislation relating to general education programs and employment
resulting from those programs." Id. at 5803. In support
of his amendment, Senator Bayh stated,
we are dealing with three basically different types of discrimination
here[:] ... discrimination in admission to an institution, discrimination
of [sic] available services or studies within an institution once students
are admitted, and discrimination in employment within an institution,
as a member of the faculty or whatever.
Id. at 5812. To counter these problems, Senator Bayh proposed
a provision he thought would "cover such crucial aspects as admissions
procedures, scholarships, and faculty employment, with limited exceptions." Id. at
5803. Yet again, no senator mentioned student-student sexual harassment
or school discipline.
The Senate adopted Bayh's second amendment on February 28, 1972. See 118
Cong. Rec. at 5815 (1972). Because of irreconcilable differences between
the House and Senate versions of S. 659, both Houses referred the bill
to a conference committee. See S. Conf. Rep. No. 92-798, at
1 (1972). The conference committee reported out a joint bill containing
the antidiscrimination measure now known as Title IX. The committee,
however, did not explain its reasons for including Title IX. The conference
bill passed both Houses and was signed into law on June 23, 1972. See 118
Cong. Rec. at 22,702. Throughout this long legislative history, the drafters
of Title IX never discussed student-student sexual harassment or the
related issue of school discipline.
B.
While the legislative history of Title IX does not indicate that Congress
authorized a private cause of action for student-student sexual harassment,
the legislative history does show that Title IX was enacted under the
Spending Clause of Article I. See U.S. Const. art. I, § 8, cl.
1. [13] When Congress conditions the receipt of federal
funding upon a recipient's compliance with federal statutory directives,
Congress is acting pursuant to its spending power. See Guardians
Ass'n v. Civil Serv. Comm'n, 463 U.S. 582, 598-99, 103 S.Ct. 3221,
3230-31, 77 L.Ed.2d 866 (1983) (opinion of White, J.). The legislative
history of Title IX indicates that Congress intended to impose upon recipients
of federal educational assistance a requirement of non-discrimination
on the basis of sex. The Spending Clause authorized Congress to impose
this condition.
Representative Green put it succinctly: "If we are writing the law,
I would say that any institution could be all men or all women, but my
own feeling is that they do it with their own funds and not taxpayers'
funds." Higher Education Amendments of 1971: Hearings on H.R.
32, H.R. 5191, H.R. 5192, H.R. 5193, and H.R. 7248 Before the Special
Subcomm. on Education of the House Comm. on Education and Labor, 92nd
Cong., 1st Sess. 581 (1971). Representative Green also quoted with approval
President Nixon, who had stated, "Neither the President nor the
Congress nor the conscience of the Nation can permit money which comes
from all the people to be used in a way which discriminates against some
of the people." 117 Cong. Rec. at 39,257 (1971) (statement of Rep.
Green). To Senator Bayh, the reach of Title IX was clearly restricted
to federally funded institutions. See 118 Cong. Rec. at 5812.
In support of Title IX, Senator McGovern stated, "I urge my colleagues
to take every opportunity to prohibit Federal funding of sex discrimination." 117
Cong. Rec. at 30,158. This legislative history clearly shows that Congress
intended Title IX to be a "typical `contractual' spending-power
provision." [14] Guardians Ass'n, 463
U.S. at 599, 103 S.Ct. at 3231.
In addition to these indications of congressional intent, similarities
between Title IX and Title VI indicate that Title IX was enacted pursuant
to the Spending Clause. As noted above, Title VI prohibits recipients
of federal funding from engaging in race discrimination. In Guardians
Association v. Civil Service Commission, at least six members of
the Supreme Court agreed that Title VI was enacted under the Spending
Clause. See 463 U.S. at 598-99, 629, 638, 103 S.Ct. at 3230-31,
3247, 3251; see also Lau v. Nichols, 414 U.S. 563, 568-69, 94
S.Ct. 786, 789, 39 L.Ed.2d 1 (1974) (describing how a school district "contractually
agreed to comply with title VI" when it accepted federal funding).
As Justice White quoted from the legislative history of Title VI, "It
is not a regulatory measure, but an exercise of the unquestioned power
of the Federal Government to fix the terms on which Federal funds shall
be disbursed." Guardians Ass'n, 463 U.S. at 599, 103 S.Ct.
at 3231 (quoting 110 Cong. Rec. 6546 (1964) (quoting Oklahoma v.
Civil Serv. Comm'n, 330 U.S. 127, 143, 67 S.Ct. 544, 553, 91 L.Ed.
794 (1947))) (internal quotation marks omitted). Justice White summed
up the legislative philosophy behind Title VI: "Stop the discrimination,
get the money; continue the discrimination, do not get the money." Guardians
Ass'n, 463 U.S. at 599, 103 S.Ct. at 3231 (quoting 110 Cong. Rec.
at 1542) (internal quotation marks omitted). This interpretation matches
the plain language of Title VI, which conditions the disbursement of
federal funds on the recipient's agreement not to discriminate on the
basis of race. See 42 U.S.C. § 2000d (1994).
The language of Title IX is virtually identical to the language of Title
VI. See 117 Cong. Rec. at 30,156 (statement of Sen. Bayh). The
only differences are the substitution of the words "on the basis
of sex" for the words "on the ground of race, color, or national
origin" and the insertion of the word "educational" in
front of the words "program or activity." See Grove City
College v. Bell, 465 U.S. 555, 586, 104 S.Ct. 1211, 1228, 79 L.Ed.2d
516 (1984) (Brennan, J., concurring in part and dissenting in part); compare 42
1399 U.S.C. § 2000d with 20 U.S.C. § 1681(a). Not surprisingly,
the Supreme Court has found that "Title IX was patterned after Title
VI." Cannon, 441 U.S. at 694, 99 S.Ct. at 1956.
The Supreme Court's study of the legislative history of Title IX has led
it to conclude that the drafters of Title IX intended that courts interpret
it in the same way they have interpreted Title VI. Id. at 696,
99 S.Ct. at 1957. Therefore, we find that Title IX, like Title VI, was
enacted under Congress' power to spend for the general welfare of the
United States. See Rosa H. v. San Elizario Indep. Sch. Dist., 106
F.3d 648, 654 (5th Cir.1997); Lieberman v. University of Chicago, 660
F.2d 1185, 1187 (7th Cir.1981), cert. denied, 456 U.S. 937,
102 S.Ct. 1993, 72 L.Ed.2d 456 (1982). We now consider the implications
of this finding.
III.
A.
When Congress enacts legislation pursuant to the Spending Clause, it in
effect offers to form a contract with potential recipients of federal
funding. See Pennhurst v. Halderman, 451 U.S. 1, 17, 101 S.Ct.
1531, 1540, 67 L.Ed.2d 694 (1981). Recipients who accept federal monies
also accept the conditions Congress has attached to its offer. See
South Dakota v. Dole, 483 U.S. 203, 206, 107 S.Ct. 2793, 2795-96,
97 L.Ed.2d 171 (1987). A prospective recipient is free to decline a grant
of federal funding. See New York v. United States, 505 U.S.
144, 168, 112 S.Ct. 2408, 2424, 120 L.Ed.2d 120 (1992). Similarly, a
current recipient may withdraw from a federal program and decline further
funding if it so chooses. See Guardians Ass'n, 463 U.S. at 596,
103 S.Ct. at 3229. The freedom of recipients to decline prospectively
or to terminate retrospectively a grant of federal funding ensures that
they will remain responsive to the preferences of their local constituents. See
New York, 505 U.S. at 168, 112 S.Ct. at 2424.
To ensure the voluntariness of participation in federal programs, the
Supreme Court has required Congress to give potential recipients unambiguous
notice of the conditions they are assuming when they accept federal funding. Pennhurst, 451
U.S. at 17, 101 S.Ct. at 1540. A spending power provision must read like
a prospectus and give funding recipients a clear signal of what they
are buying. The Court has explained, "By insisting that Congress
speak with a clear voice, we enable the States to exercise their choice
knowingly, cognizant of the consequences of their participation." Id. With
regard to the case at hand, "Congress must be unambiguous in expressing
to school districts the conditions it has attached to the receipt of
federal funds." Canutillo Indep. Sch. Dist. v. Leija, 101
F.3d 393, 398 (5th Cir.1996), cert. denied, ___ U.S. ___, 117 S.Ct. 2434,
138 L.Ed.2d 195 (1997). We therefore consider whether Congress gave the
Board unambiguous notice that it could be held liable for failing to
stop G.F.'s harassment of LaShonda.
Appellant and the United States Department of Justice, as amicus curiae, argue
that Title IX gave the Board clear notice of this form of liability.
Appellant points to the Supreme Court's decision in Franklin. In Franklin, the
Court suggested that "th[e] notice problem does not arise in a case
... in which intentional discrimination is alleged." 503 U.S. at
74-75, 112 S.Ct. at 1037. The Court stated that the plain language of
Title IX imposes on schools a duty not to discriminate on the basis of
sex, and when a school teacher sexually harasses a student, that teacher
is discriminating on the basis of sex. Id. at 75, 112 S.Ct.
at 1037. Appellant argues that a school employee is intentionally discriminating
on the basis of sex when he or she fails to prevent one student from
sexually harassing another. [15] Hence, appellant asserts
1400 that the school board here had sufficient notice, for purposes of
the Spending Clause, that it could be held liable. We disagree. [16]
The terms of Title IX gave educational institutions notice that they must
prevent their employees from themselves engaging in intentional gender
discrimination. See Franklin, 503 U.S. at 75, 112 S.Ct. at 1037.
Thus, school administrators cannot deny admission to female applicants
because of their gender. See Cannon, 441 U.S. at 709, 99 S.Ct.
at 1964. School administrators cannot discriminate against teachers on
account of sex. See North Haven Bd. of Educ., 456 U.S. at 530,
102 S.Ct. at 1922-23. Teachers cannot sexually harass their students. See
Franklin, 503 U.S. at 74-75, 112 S.Ct. at 1037.
The present complaint, however, does not allege that a school employee
discriminated against LaShonda in any of the foregoing ways. The complaint
does not allege, for example, that Fort, Maples, Pippin, or Querry sexually
harassed LaShonda. Rather, the complaint alleges that these individuals
failed to take measures sufficient to prevent a non-employee from
discriminating against LaShonda. We do not think that the Board was on
notice when it accepted federal funding that it could be held liable
in this situation.
B.
First, as we have noted, nothing in the language or history of Title IX
suggests that Title IX imposes liability for student-student sexual harassment.
[17] Second, the imposition of this form of liability
would so materially affect schools' decisions whether to accept Title
IX funding that it would require an express, unequivocal disclosure by
Congress. Adopting appellant's theory of liability, however, could give
rise to a form of "whipsaw" liability, under which public
schools would face lawsuits from both the alleged harasser and the alleged
victim of the harassment. Moreover, reasonable public school officials
could perceive the likely number of such suits to be large. Because our
endorsement of appellant's theory of liability would alter materially
the terms of the contract between Congress and recipients of federal
funding, appellant fails to state a claim upon which relief can be granted.
The essence of appellant's complaint is this: once a public school student
complains to her teacher that a classmate has sexually harassed her,
the teacher and the school board become subject to the threat of liability
in money damages under federal law if they can prevent the classmate
from harassing again and fail to do so. [18] See,
e.g., Bosley, 904 F.Supp. at 1023 ("Once a school district
becomes aware of sexual harassment, it must promptly take remedial action
which is reasonably calculated to end the harassment.")
(emphasis added). In practical terms, this means that school officials
would have to isolate an alleged harasser from other students through
suspension or expulsion.
The complaint devotes little attention to what measures the Board could
have taken to avoid liability. The complaint admits that Querry and Fort
tried to stop G.F.'s harassment by threatening him and by separating
him from LaShonda within Fort's classroom. Appellant clearly does not
believe that these measures sufficed. As evidence of "deliberate
indifference," the complaint also alleges that the Board failed
to create a school sexual harassment policy. It seems unlikely, however,
that the mere existence of such a policy would foreclose liability under
appellant's theory of the case.
Apparently, the appropriateness of the Board's remedial measures depends
on whether the harassment actually ends. The complaint suggests that
G.F. should have been "suspended, kept away from LaShonda, or disciplined
in [some] way" after LaShonda complained. The Department of Justice
argues broadly that a school board must take "effective action" in
response to an allegation of harassment. We take these arguments to mean
the same thing: a school board must immediately isolate an alleged harasser
from other students to avoid the threat of a lawsuit under Title IX.
Physical separation of the alleged harasser from other students is the
only way school boards can ensure that they cannot be held liable for
future acts of harassment. If a school official simply tells the alleged
harasser, "Don't do it again," and the harasser does it again,
then the board becomes susceptible to the argument that it had the power
to end the harassment, but failed to do so out of "deliberate indifference." If
the official merely transfers the alleged harasser to another classroom,
the board faces the threat of suit for any acts of harassment committed
by him in the new classroom — after all, the school had notice of his
dangerous propensities and did not do all it could to prevent him from
harassing his new classmates. Segregating the sexes into two separate
programs within the same school would violate the spirit, if not the
letter, of Title IX. Therefore, in practical terms, to avoid the threat
of Title IX liability under appellant's theory of the case, a school
must immediately suspend or expel a student accused of sexual harassment.
[19]
Appellant's standard of liability therefore creates for school boards
and school officials a Hobson's choice: On the one hand, if a student
complains to a school official about sexual harassment, the official
must suspend or expel the alleged harasser or the board will face potential
liability to the victim. Moreover, if a public school official with control
over the harasser finds out about his misconduct and fails to isolate
him, that official runs the risk of personal liability under 42 U.S.C.
§ 1983 for depriving the victim of her Title IX rights if the harasser
engages in further abuse. [20] See Nicole M., 964
F.Supp. at 1382; Oona R.-S., 890 F.Supp. at 1462; see also
Lillard v. Shelby County Bd. of Educ., 76 F.3d 716, 723-24 (6th
Cir.1996) (holding that the remedial scheme of Title IX does not preclude
a section 1983 claim based on the same conduct).
On the other hand, if the public school official, presiding over a disciplinary
hearing, suspends or expels the alleged harasser, the school board may
face a lawsuit alleging that the official acted out of bias — out of
fear of suit. The right to a public education under state law is a property
interest protected by the Due Process Clause of the Fourteenth Amendment. See
Goss v. Lopez, 419 U.S. 565, 574, 95 S.Ct. 729, 736, 42 L.Ed.2d
725 (1975). Accordingly, students facing a deprivation of this right
must be afforded due process. [21] Id. at
579, 95 S.Ct. at 738. A fair hearing in a fair tribunal is a basic requirement
1403 of due process. In re Murchison, 349 U.S. 133, 136, 75
S.Ct. 623, 625, 99 L.Ed. 942 (1955). The decisionmaker who presides over
the hearing must be impartial. [22] See Withrow
v. Larkin, 421 U.S. 35, 46, 95 S.Ct. 1456, 1464, 43 L.Ed.2d 712
(1975); McKinney v. Pate, 20 F.3d 1550, 1561 (11th Cir. 1994)
(en banc).
As we explain above, appellant's theory of the case could impose personal
liability on any public school official who learns of an allegation of
harassment and fails to exercise his authority to prevent a recurrence
of the harassment. Were we to adopt appellant's theory of the case, therefore,
public school officials would have a financial incentive to punish alleged
student harassers. A financial incentive may render a decisionmaker impermissibly
biased. [23] See Gibson v. Berryhill, 411
U.S. 564, 579, 93 S.Ct. 1689, 1698, 36 1404 L.Ed.2d 488 (1973). Therefore,
the disciplinary measures required to avoid liability under Title IX
could subject the school board to the threat of suit by the disciplined
harasser. [24]
In addition to the threat of this whipsaw liability, schools would face
the virtual certainty of extensive litigation costs. These costs would
include not only lawyers fees, but also the burdens associated with the
disruption of the educational process. The litigation we describe would
inevitably involve teachers, students, and administrators in time-consuming
discovery and trial preparation. Schools could reasonably expect to receive
from Congress explicit notice of these consequences. They did not. [25]
C.
School boards could reasonably believe that this form of whipsaw liability
would arise in a substantial number of cases. According to a 1993 survey
of American public school students, 65% of students in grades eight to
eleven were victims of student-student sexual harassment. See American
Ass'n of Univ. Women Educ. Found., Hostile Hallways: The AAUW Survey
on Sexual Harassment in American Schools 11 (1993) [hereinafter AAUW Survey].
Extrapolating from Department of Education statistics, roughly 7,784,000
public school students in grades eight through eleven would consider
themselves to be victims of student-student sexual harassment. [26]
Furthermore, 59% of students (including 52% of female students) in grades
eight to eleven responded that they had sexually harassed other students. See
AAUW Survey, supra, at 11-12. Thus, if this survey is accurate,
around 7,177,000 public school students in grades eight to eleven, male
and female, would admit to sexually harassing other students.
We do not adopt these statistics as our own definitive guide to the extent
of sexual harassment in America's public schools. We draw attention to
these figures only to illustrate what school boards would have to consider
in deciding whether to accept federal funding under Title IX. The AAUW
Survey could suggest to reasonable public school officials that
a substantial number of lawsuits will be brought under appellant's theory
of Title IX liability. Therefore, imposition of this form of liability
would materially affect their decision whether to accept federal educational
funding. [27]
An enactment under the Spending Clause must read like a prospectus. Just
as a prospectus must unambiguously disclose all material facts to a would-be
purchaser, an enactment under the Spending Clause must unambiguously
disclose to would-be recipients all facts material to their decision
to accept Title IX funding. The threat of whipsaw liability in a substantial
number of cases would materially affect a Title IX recipient's decision
to accept federal funding, yet Congress did not provide unambiguous notice
of this type of liability in the language or history of that statute.
We will not alter retrospectively the terms of the agreement between
Congress and recipients of Title IX funding. [28]
IV.
We condemn the harm that has befallen LaShonda, a harm for which Georgia
tort law may indeed provide redress. Appellant's present complaint, however,
fails to state a claim under Title IX because Congress gave no clear
notice to schools and teachers that they, rather than society as a whole,
would accept responsibility for remedying student-student sexual harassment
when they chose to accept federal financial assistance under Title IX.
Accordingly, the judgment of the district court is AFFIRMED.
EDMONDSON, COX, BIRCH, DUBINA, BLACK and CARNES, Circuit Judges, concur
in the court's opinion with the exception of Parts III.B and III.C.
BLACK, Circuit Judge, concurring:
I concur in the Court's judgment and, with the exception of Parts IIIB
and IIIC, join in its opinion. I write separately only to respond to
the dissent's contention that the Court's disposition contravenes the "plain
meaning" of Title IX. It is axiomatic that the statutory language
is the starting point for interpreting the meaning of a statute. Ardestani
v. INS, 502 U.S. 129, 135, 112 S.Ct. 515, 519, 116 L.Ed.2d 496 (1991); United
States v. McLemore, 28 F.3d 1160, 1162 (11th Cir.1994). If the statutory
language is unambiguous, the courts must enforce the statute as written
absent a clearly-expressed legislative intent to the contrary. United
States v. Turkette, 452 U.S. 576, 580, 101 S.Ct. 2524, 2527, 69
L.Ed.2d 246 (1981); Consumer Product Safety Comm'n v. GTE Sylvania,
Inc., 447 U.S. 102, 108, 100 S.Ct. 2051, 2056, 64 L.Ed.2d 766 (1980); RJR
Nabisco, Inc. v. United States, 955 F.2d 1457, 1460 (11th Cir.1992).
On the other hand, where the statutory language is ambiguous, then a
court may look to legislative history in an effort to discern the intent
of Congress. See Royal Caribbean Cruises, Ltd. v. United States, 108
F.3d 290, 293 (11th Cir.1997); United States ex rel. Williams v.
NEC Corp., 931 F.2d 1493, 1498 (11th Cir.1991).
The present case requires us to decide whether Title IX prescribes liability
for the failure of a school board to prevent a student from discriminating
against a classmate on the basis of sex. The text of Title IX provides
that "[n]o person in the United States shall, on the basis of sex,
be excluded from participation in, be denied the benefits of, or be subjected
to discrimination under any education program or activity receiving Federal
financial assistance." 20 U.S.C. § 1681 (1994). As the dissent recognizes, "[t]he
absolute prohibition contained in the text is framed solely in terms
of who is protected." The statute simply does not specify what
relationship, if any, the perpetrator of an underlying act of sexual
harassment must have to the federally-funded educational institution
to trigger Title IX liability.
The dissent nevertheless divines from congressional silence an unambiguous
endorsement of the proposition that "[t]he identity of the perpetrator
is simply irrelevant." Under this conception of Title IX, liability
presumably would attach anytime the school board failed to prevent anyone
— student, teacher, parent, neighborhood resident — from discriminating
on the basis of sex to the extent that such action inhibited a student
from realizing the full benefits of federally-funded education. In my
view, the text of Title IX permits at least equally plausible constructions
that would circumscribe liability more narrowly. Specifically, the text
of Title IX may be interpreted to impose liability only when the school
board or one of its agents bears direct responsibility for discriminating
on the basis of sex, as would be the case had any of Lashonda Davis'
teachers participated in the sexual harassment she was forced to endure.
The absence of any reliable textual indication regarding which of these
constructions Congress envisioned invites consideration of legislative
history and the congressional power from which the statute emanates in
an effort to discover congressional intent. The Court's approach thus
represents an entirely appropriate effort to effectuate congressional
will in the absence of unambiguous textual guidance, not, as the dissent
appears to suggest, strident judicial refusal to enforce clearly expressed
legislative intent.
CARNES, Circuit Judge, concurring specially:
I concur in the holding that Title IX does not create a cause of action
against public school boards or officials for failure to prevent or remedy
student-student sexual harassment. In my view, that holding is correct
for essentially those reasons stated in Parts I, II, III A, and IV of
Judge Tjoflat's opinion, and I join those parts of it, which constitute
the opinion of the Court. However, for the reasons explained below, I
do not join Parts III B and C of Judge Tjoflat's opinion, which express
only his own views. [29]
I.
The "Hobson's choice" or "whipsaw liability" discussion
in Part III B of the opinion is based upon a fundamentally erroneous
premise. If school officials could be sued for failing to prevent or
remedy student-student sexual harassment, that part of the opinion says,
the potential liability would amount to a financial incentive to punish
the accused harassers, which would or could render school officials impermissibly
biased and require recusal. Of course, a student does have a property
interest in a public education which is protected by the Due Process
Clause of the Fourteenth Amendment. [30] And, due process
does require that a decision depriving the student of that property interest
be made by someone who does not have a pecuniary interest in having the
student suspended or expelled. To take an extreme example, regardless
of any other process afforded, due process would be violated if a principal
took a bribe from the complaining student's parents in return for suspending
or expelling the alleged wrongdoer. But it is an entirely different matter
to suggest, as Part III B of the opinion does, that a school official's potential liability
to the complaining student if that official fails to take legally required action
amounts to a "financial incentive" which renders that official "impermissibly
biased" and requires recusal from deciding what action, if any,
is required in the circumstances. As authority for that novel proposition,
the opinion cites only Gibson v. Berryhill, 411 U.S. 564, 579,
93 S.Ct. 1689, 1698, 36 L.Ed.2d 488 (1973). The Gibson decision
provides no support for the proposition, because it does not hold, or
even imply, that an official's potential liability for failing to properly
exercise decisionmaking authority constitutes a "financial incentive" which
renders the official "impermissibly biased."
Gibson involved a state optometry board composed exclusively
of private practitioners who were in competition with corporate employee
optometrists. Those board members had a substantial pecuniary interest
in excluding from the market corporate employee optometrists, who accounted
for nearly half of all the practicing optometrists in the state. The
Supreme Court affirmed the district court's holding that the private
practitioner's pecuniary interest in eliminating competition disqualified
them from deciding whether the practice of optometry by corporate employees
as such constituted unprofessional conduct justifying license revocation. See 411
U.S. at 578-79, 93 S.Ct. at 1698. That holding does not support the proposition
that any time an official can be sued for failing to respond properly
to a complaint that official is disqualified from making a decision about
how to respond to the complaint.
If that suggested proposition were the law of this circuit — and thankfully
it is not — no school official could ever discipline a student for any
alleged misconduct as a result of another student's complaint without
violating the due process rights of the disciplined student. The reason
such an imposition of discipline would violate due process is that such
an official would always have a financial incentive, under that view,
to believe the complaint in order to avoid a lawsuit filed by the complainant.
The ramifications of such a rule would extend to discipline for any type
of misconduct, because there is no principled basis on which a distinction
can be drawn between discipline following a complaint about sexual harassment
and that following a complaint about any other type of misconduct.
Nor is there any principled basis by which such an automatic disqualification
rule could be confined to school settings. It would also apply outside
the Title IX context; for example, in jail and prison settings. If one
prisoner complains to a jailer or warden about what some other prisoner
has done to him, under Judge Tjoflat's view that official will have a
financial interest in avoiding a lawsuit from the complaining prisoner
(alleging deliberate indifference), and such an interest disqualifies
the official from making any disciplinary decision about the complaint.
So, not only would the disqualification rule be automatic, it also would
be universal. No one would be able to decide any disciplinary matters
in schools, in prisons, or in any other setting within the purview of
the Due Process Clause. All federal, state, or local officials called
upon to decide what to do in response to one person's complaint about
another would have a financial incentive to avoid a lawsuit, which would
disqualify them from making a decision. That cannot be the law, and it
is not the law.
Judge Tjoflat's response to having these flaws in his reasoning pointed
out is contained in footnote 21 of his opinion, which will reward close
scrutiny. First, that footnote assures us that we should not worry about
the far-reaching ramifications of the suggestion that potential liability
equals disqualifying bias, because this Court is holding that school
officials have no liability under Title IX for student-student sexual
harassment. Apparently forgotten is the assurance, in Part IV of the
opinion, that "Georgia tort law may indeed provide redress" for
the very same conduct. If a school official's potential liability for
not acting properly is a disqualifying financial interest, it matters
not whether that potential liability is posed by Title IX or by state
tort law. The opinion does not, and logically cannot, suggest otherwise.
Instead, it adopts a head-in-the-sand approach which ignores everything
but Title IX, as though that were the only potential source of liability
for school officials who are called upon to decide what to do about student-student
sexual harassment complaints.
With its head comfortably in the sand, the opinion also ignores entirely
the obvious implications of its proposition for student-student disputes
involving allegations of misbehavior other than sexual harassment. Part
of the quotidian business of teachers and principals is resolving disputes
in which one student alleges another has threatened, hit, stolen from,
or otherwise mistreated him or her. Some of those disputes pose potential
liability for the teacher or principal who fails to act. For example,
a school official who fails to take appropriate action to protect a student
from a threatened thrashing at the hands of another student may have
to answer in a state court tort action. Under the reasoning contained
in Part III B of the opinion, that potential liability would prevent
any school official from deciding what to do about such a complaint,
because that official's potential liability to the complaining student
would amount to a disqualifying financial bias. A careful reading of
the opinion reveals that it fails to explain why that result would not
necessarily follow from its suggested reasoning.
As to settings outside the school context, footnote 21 of the opinion
offers two responses to this criticism. First, it simply denies — "We
suggest nothing of the kind" — that its proposition about potential
liability equaling disqualifying bias would have any application outside
the schoolhouse. That ipse dixit assertion has as little reasoning
behind it as the proposition itself. The opinion fails to offer any reason
why the automatic bias theory it suggests would not apply in non-school
contexts, because there is no reason. The right to an unbiased decision
maker is a rudiment of due process, which is as applicable outside schools
as within them.
Apparently realizing that the ipse dixit approach will not shield
the naked illogic of its position from view, the opinion attempts to
camouflage the problem with talk of immunity. "Don't worry," we
are told, officials in non-school settings have "immunity from suit" which
removes any potential liability for failing to decide for the complaining
party, and any financial incentive to favor that party disappears along
with the potential liability. The thinnest stripe of the attempted camouflage
is the opinion's reference to judicial immunity. We are not talking about
judges. We are talking about the myriad of federal, state, and local
non-judicial officials who are regularly called upon to decide what to
do in response to one person's complaint about another. Jailers, wardens,
and other corrections officials are but a few examples. These people
are not judges. They do not enjoy judicial immunity.
Even so, the opinion says, there is qualified immunity. There are three
problems with the assertion that the availability of qualified immunity
distinguishes non-school officials from school officials by removing
any threat of lawsuit by a complaining party dissatisfied with an official's
resolution of a complaint outside the school setting. First, qualified
immunity is not absolute. Second, qualified immunity does not shield
officials from liability grounded on state law. Third, and most obviously,
the doctrine of qualified immunity is the same for school officials as
for non-school officials. If that doctrine shields non-school officials
from threat of lawsuit sufficiently to remove any disqualifying financial
incentive to decide for a complainant, it does exactly the same for school
officials. Thus, with its talk of qualified immunity, Part III B of the
opinion has succeeded in reaching around and biting itself in the back.
If what Judge Tjoflat's opinion says about the due process implications
of qualified immunity is true, then the opinion has disproven the very
proposition it is seeking to defend.
II.
Part III C of Judge Tjoflat's opinion attempts to establish that student-student
sexual harassment is such a widespread and extensive problem that a different
holding in this case would impose massive liability upon school officials
and boards. In its words, agreeing with appellant's theory of liability
would give rise to "thousands of lawsuits." Tjoflat Opinion
at n.25. The factual premise of that reasoning is based entirely upon
one survey report. See American Ass'n of Univ. Women Educ. Found., Hostile
Hallways: The AAUW Survey on Sexual Harassment in American Schools (1993)
(hereinafter "AAUW Survey Report").
The AAUW Survey Report was not the subject of an evidentiary
hearing in the district court, nor has it been examined in a hearing
in any other court insofar as we know. Neither party to this appeal even
mentioned the survey in the briefs; it was discussed only in one amicus
brief. In general, we should be reluctant to incorporate into our reasoning
the results of a survey that has not been examined critically or tested
in a trial or evidentiary hearing, the time-honored and proven methods
our system of justice uses to determine material facts.
Beyond the general problems with using surveys in judicial decision making,
there are specific reasons why employment of this particular survey for
the purpose Judge Tjoflat uses it in Part III C of his opinion is ill-advised.
That purpose, of course, is to show student-student sexual harassment
is so rampant that if a cause of action existed for it the resulting
flood of litigation would inundate our public school systems, or at least
school officials would have a basis for fearing that result — the basis
being the survey.
The first reason we ought to be especially cautious about such a use of
this particular survey is that its purported findings are, in the words
of the sponsors of the survey: "startling," and for some "the
results will be surprising and shocking." Id. at 2. The
reason for such descriptions is that it is difficult to believe that
65 percent of all eighth through eleventh grade students have been sexually
harassed by other students, and that half of all female and male students
in those grades are self-professed sexual harassers. We ought to be reluctant
to accept as fact, or assume that school officials would accept as fact,
such "surprising and shocking" statistics based upon a single
survey of only a tiny fraction of one percent of the total number of
students in four grades.
Even a cursory look at the survey report gives more reason to be dubious
about the opinion's use of the report. The survey asked students how
often "[d]uring your whole school life" has anyone "when
you did not want them to" done any of the following things, and
it then provided a list of behavior the survey defined as sexual harassment. See
id. at 5. Some behavior on that list clearly constitutes sexually
harassing behavior of the most serious type. But included in the list
is other behavior that is less serious and far less likely to lead to
complaints and litigation, which is what Judge Tjoflat uses the survey
to predict (or posits that school boards will use it to predict). For
example, included in the survey's definitional list of sexual harassment
was any instance in which another student: "Made sexual comments,
jokes, gestures, or looks;" or "[s]pread sexual rumors about
you;" or "[s]aid you were gay or lesbian." Id. at
5. Remember that a single unwelcome instance of such activity, during
the student's entire school life, renders that student a victim of sexual
harassment for purposes of the survey.
A student who has ever been looked at by another student in an unwelcome
way perceived to be sexual is defined by the survey to be a sexual harassment
victim. Any student ever called gay or lesbian is also a sexual harassment
victim in the survey's view. Any time unwelcome rumors are spread about
a student having any type of sexual activity (presumably including kissing)
with another student, those students are sexual harassment victims as
the survey defines it. To take one final example of how the total incidence
of "sexual harassment" reported overstates legally actionable
incidents of sexual harassment, consider that the survey definition includes
incidents in which someone "[f]lashed or `mooned' you." Id. at
5. Suppose that a student at a school function (which the survey defines
to include school sporting events and field trips) "moons" all
the students in attendance, or all those from a rival school. A single
episode of that misbehavior — which is not nice and certainly should
not occur, but has been known to happen — could make sexual harassment
victims, as the survey defines the term, out of scores or even hundreds
of students. Yet, such an incident is extremely unlikely to result in
litigation against the school.
It is also worthy of note that the survey asked students whether the behavior
it defined as sexual harassment had happened to them "[d]uring your
whole school life." Id. at 5. Therefore, the 65 percent
figure reflects those who have experienced that behavior at any time
during any school year of their life. It does not purport to be annual
data.
Finally, Part III C of Judge Tjoflat's opinion fails to point out that
the survey also asked the students if any of them who had been sexually
harassed, as that term was defined in the survey, had told a teacher
about the experience. Only 7 percent of the sixty-five percent had. See
AAUW Survey Report at 14. Whatever the reasons for not reporting
such behavior to a teacher, the failure to do so in all but the rarest
instances has obvious implications for the existence of causes of action
against schools or the likelihood of actual litigation.
The opinion attempts to deflect criticism about misuse of the survey by
suggesting that while the opinion's author does not necessarily think
that the survey is a valid indicator of how much student-student sexual
harassment occurs, school boards might think that the survey is and reject
federal funding as a result of it. With all due respect, there is no
reason to believe that school boards would be less likely than federal
judges to see the flaws in such an interpretation of the survey. School
boards know more about what is going on in their schools than we do,
and they can be expected to critically examine any survey before using
it as a basis for turning down federal funding for their schools. Rather
than hiding behind speculation about how school board officials might
interpret the survey, the opinion ought to face up to the flaws in its
suggested use of the survey.
Upon its release, the sponsors of the survey stated that they were "confident
that the results of this survey will become a focal point on the agendas
of policy makers, educators, and others concerned with the education
of America's children." Id. at 21. Their confidence about
how the survey would be used might be undermined by Part III C of Judge
Tjoflat's opinion. More importantly, we are not policymakers. We do not
have agendas. We ought to leave this survey to those who do.
III.
The parts of Judge Tjoflat's opinion that neither I nor any other member
of the Court except its author joins, Parts III B and C, are not necessary
to the opinion's essential reasoning or to the holding of this case.
Neither the language of Title IX nor its legislative history indicates
that Congress intended to saddle school boards and officials with liability
for student-student sexual harassment, and school boards had no notice
that such liability would result from accepting Title IX funds. For those
reasons, I do join the holding of the Court and Parts I, II, III A, and
IV of Judge Tjoflat's opinion.
BARKETT, Circuit Judge, dissenting, in which HATCHETT, Chief Judge, and
KRAVITCH and HENDERSON, Senior Circuit Judges, join:
In this case it is alleged that a fifth-grade student, LaShonda Davis,
was sexually harassed for over six months at school by another student,
culminating in a sexual battery for which her harasser pled guilty in
state court. It is also alleged that school officials were completely
aware of the escalating gravity of the situation and took no meaningful
action to deter it. The majority holds that no matter how egregious —
or even criminal — the harassing discriminatory conduct may be, and no
matter how cognizant of it supervisors may become — a teacher could observe
it directly and regularly — there would be no obligation to take any
action to prevent it under the very law which was passed to eliminate
sexual discrimination in our public schools. To reach this conclusion
the majority ignores the plain meaning of Title IX as well as its spirit
and purpose. I suggest that under appropriate statutory analysis as well
as Supreme Court precedent, Davis has stated a cause of action.
The first principle in statutory analysis requires that a statute be accorded
the plain meaning of its text. It is well established that "[c]ourts
must assume that Congress intended the ordinary meaning of the words
it used, and absent a clearly expressed legislative intent to the contrary,
that language is generally dispositive." Gonzalez v. McNary, 980
F.2d 1418, 1420 (11th Cir.1993) (internal citation omitted). The Supreme
Court has emphasized that "only the most extraordinary showing
of contrary intentions from [legislative history] would justify a limitation
on the `plain meaning' of the statutory language." Garcia v.
United States, 469 U.S. 70, 75, 105 S.Ct. 479, 482, 83 L.Ed.2d 472
(1984). The text of Title IX provides in pertinent part:
No person in the United States shall, on the basis of sex, be
excluded from participation in, be denied the benefits of, or be subjected
to discrimination under any education program or activity receiving Federal
financial assistance....
20 U.S.C. § 1681(a). There is no ambiguity in this language. It is undisputed
that the Monroe County School System is a recipient of federal financial
assistance. It is also well established that hostile environment sexual
harassment is a form of intentional discrimination which exposes one
sex to disadvantageous terms or conditions to which members of the other
sex are not exposed. See Meritor Sav. Bank, FSB v. Vinson, 477
U.S. 57, 64, 106 S.Ct. 2399, 2404, 91 L.Ed.2d 49 (1986); see also
Franklin v. Gwinnett County Public Schools, 503 U.S. 60, 75, 112
S.Ct. 1028, 1037-38, 117 L.Ed.2d 208 (1992) (hostile environment for
student created by teacher is a form of discrimination cognizable under
Title IX). The absolute prohibition contained in the text is framed solely
in terms of who is protected. The identity of the perpetrator is simply
irrelevant under the language: "No person ... shall ... be excluded
from participation ..., be denied the benefits of, or be subjected to
discrimination. ..." Thus, under the statute's plain language,
liability hinges upon whether the grant recipient maintained an educational
environment that excluded any person from participating, denied them
benefits, or subjected them to discrimination.
Should one need to interpret the statute, it must initially be noted that
Title IX was designed to protect individuals from sex discrimination
by denying federal financial aid to those educational institutions that
bear responsibility for sexually discriminatory practices. Cannon
v. University of Chicago, 441 U.S. 677, 704 & n. 36, 99 S.Ct.
1946, 1961 & n. 36, 60 L.Ed.2d 560 (1979) (citing 117 Cong. Rec.
39252 (1971)). "It is a strong and comprehensive measure which ...
is needed if we are to provide women with solid legal protection as they
seek education and training for later careers...." Id. at
704 n. 36, 99 S.Ct. at 1961 n. 36 (quoting Sen. Birch Bayh, 118 Cong.
Rec. 5806-07 (1972)). Thus, in interpreting Title IX, "[t]here is
no doubt that if we are to give [it] the scope that its origins dictate,
we must accord it a sweep as broad as its language." North Haven
Bd. of Educ. v. Bell, 456 U.S. 512, 521, 102 S.Ct. 1912, 1918, 72
L.Ed.2d 299 (1982) (internal quotation marks omitted).
Moreover, the Office of Civil Rights of the Department of Education, the
federal agency responsible for enforcement of Title IX, interprets the
statutory language to impose liability on school officials for permitting
an educational environment of severe, persistent, or pervasive peer sexual
harassment when they know or should know about it, and fail to take immediate
and appropriate corrective action to remedy it. See Sexual Harassment
Guidance: Harassment of Students by School Employees, Other Students,
or Third Parties, 62 Fed.Reg. 12,034, at 12,039-41 (1997). The OCR's
final policy guidance explains that:
a school's failure to respond to the existence of a hostile environment
within its own programs or activities permits an atmosphere of sexual
discrimination to permeate the educational program and results in discrimination
prohibited by Title IX.... Thus, Title IX does not make a school responsible
for the actions of harassing students, but rather for its own discrimination
in failing to remedy it once the school has notice.
Id. at 12,039-40 (emphasis added). [31]
Notwithstanding the administrative interpretation of the statute, as well
as its plain meaning, the majority concludes that Congress did not intend
to create a cause of action under Title IX for student-on-student sexual
harassment based largely on an analysis of legislative history. The majority
emphasizes that "throughout this long legislative history, the drafters
of Title IX never discussed student-student sexual harassment...." See Majority
Op. at 1397. Assuming this to be true, the mere fact that student-on-student
sexual harassment may not have been specifically mentioned in the Congressional
debates does not mean that it was not encompassed within Congress's broad
intent of preventing students from being "subjected to discrimination" in
federally funded educational programs. The majority suggests that it
is clear that Congress was not concerned with student-on-student sexual
harassment because the legislative history focused primarily on the issues
of discrimination in "admission[s]," "available services
or studies," and "employment within an institution," none
of which were pertinent to the claim raised in this case. See Majority
Op. at 1395-96, 1397. However, under this narrow view, even the cause
of action under Title IX for teacher-on-student sexual harassment recognized
by the Supreme Court in Franklin, 503 U.S. at 60, 112 S.Ct.
at 1028-29, would not be supported by the majority's view of legislative
history. In Franklin the Court considered a high-school student's
Title IX suit alleging that a teacher had sexually harassed and assaulted
her and that school officials, who had knowledge of the misconduct, had
failed to intervene. Id. at 63-64, 112 S.Ct. at 1031-32. Surely
the majority would not suggest that the cause of action that the Supreme
Court recognized in Franklin does not exist simply because it
was not specifically mentioned in the legislative history. Moreover,
the majority's interpretation of the statute based on legislative history
would suggest that by using the unqualified words "discrimination
under any education program" Congress only intended to cover the
narrow areas of admissions, services, and employment. This contravenes
both common sense and the plain meaning of the words of the statute.
Furthermore, the majority contends that Title IX may not be construed
as authorizing a cause of action for a school board's failure to remedy
student-on-student sexual harassment because such an interpretation would
conflict with the notice of liability requirement of the Spending Clause,
which is the constitutional provision under which Title IX was ostensibly
enacted. [32] See Majority Op. at 1398-99,
1400-01 (citing Pennhurst State School & Hospital v. Halderman, 451
U.S. 1, 17, 101 S.Ct. 1531, 1539-40, 67 L.Ed.2d 694 (1981)). However,
it is clear that the school board would have sufficient notice of liability
based on the plain meaning of the statute, which unequivocally imposes
liability on grant recipients for maintaining an educational environment
in which students are subjected to discrimination. Further, sufficient
notice was provided to satisfy the Spending Clause prerequisite for a
damages action under Title IX as set forth in Franklin, 503
U.S. at 74-75, 112 S.Ct. at 1037-38. In Franklin the Court explained
that the notice requirement for damages actions under the Spending Clause
in Title IX cases is satisfied where the alleged violation was intentional. Id. The
Court found that since sexual harassment constitutes intentional discrimination
in violation of Title IX, the Spending Clause does not prohibit a cause
of action for teacher-on-student sexual harassment under Title IX. Id. Similarly,
in this case the alleged violation of Title IX was intentional because
the school board knowingly permitted a student to be subjected to a hostile
environment of sexual harassment. See, e.g., Doe v. Petaluma City
Sch. Dist., 949 F.Supp. 1415, 1422, 1427 (N.D.Cal.1996) (holding
that hostile environment sexual harassment constitutes "intentional
discrimination," and that schools are liable under Title IX when
they know or should know about student-on-student sexual harassment and
fail to take prompt remedial action); Bruneau v. South Kortright
Central Sch. Dist., 935 F.Supp. 162, 172 (N.D.N.Y.1996) (recognizing
that a school's failure to take corrective action in response to hostile
environment created by peers despite actual notice of harassment subjects
it to liability for intentional discrimination, and therefore to damages
under Title IX); Burrow v. Postville Community Sch. Dist., 929
F.Supp. 1193, 1205 (N.D.Iowa 1996) (holding that intentional discrimination
may be inferred from "the totality of relevant evidence, including
evidence of the school's failure to prevent or stop the sexual harassment
despite actual knowledge of the sexually harassing behavior of students
over whom the school exercised some degree of control"); Oona
R.-S. v. Santa Rosa City Schs., 890 F.Supp. 1452, 1464, 1469 (N.D.Cal.1995)
(explaining that discriminatory intent can be found in "the toleration
of harassing behavior of male students, or the failure to take adequate
steps to deter or punish peer harassment"); see also Canutillo
Independent School Dist. v. Leija, 101 F.3d 393, 406 (5th Cir.1996), cert.
denied, ___ U.S. ___, 117 S.Ct. 2434, 138 L.Ed.2d 195 (1997) (noting
that "when the Supreme Court referred to `intentional discrimination'
in Franklin, it was referring to any form of discrimination
other than disparate impact discrimination.").
Finding that Title IX authorizes a cause of action for student-on-student
sexual harassment, we should then follow the lead of other courts, including
the Supreme Court, in turning to Title VII principles to delineate the
scope of the school board's duty and identify the elements of a cause
of action under Title IX. In relevant part, Title VII requires an employer
to take steps to assure that the working environment of its employees
is free from sexual harassment [33] that is "sufficiently
severe or pervasive to alter the conditions of the victim's employment
and create an abusive working environment." Meritor, 477
U.S. at 67, 106 S.Ct. at 2405 (internal quotation marks and brackets
omitted).
It is appropriate to turn to Title VII because the Supreme Court has explicitly
relied on Title VII principles in explaining that sexual harassment constitutes
intentional "discrimination" under Title IX:
Unquestionably, Title IX placed on the Gwinnett County Public
Schools the duty not to discriminate on the basis of sex, and "when
a supervisor sexually harasses a subordinate because of the subordinate's
sex, that supervisor `discriminate[s]' on the basis of sex." Meritor
Sav. Bank, FSB v. Vinson, 477 U.S. 57, 64 [106 S.Ct. 2399, 2402,
91 L.Ed.2d 49] (1986). We believe the same rule should apply when a teacher
sexually harasses and abuses a student. Congress surely did not intend
for federal moneys to be expended to support the intentional actions
it sought by statute to proscribe.
Franklin, 503 U.S. at 74-75, 112 S.Ct. at 1037. Significantly,
the Court relied on Meritor, a Title VII case, to resolve the
issue.
A well established line of cases preceded the Supreme Court's decision
to use Title VII principles in resolving a Title IX case. Prior to Franklin, courts
had held that such principles are applicable in Title IX suits brought
by employees of educational institutions. See, e.g., Lipsett v. University
of Puerto Rico, 864 F.2d 881, 897 (1st Cir.1988) (Title IX's legislative
history "strongly suggests that Congress meant for similar substantive
standards to apply under Title IX as had been developed under Title VII."); see
also Preston v. Commonwealth of Virginia ex rel. New River Community
College, 31 F.3d 203, 207 (4th Cir.1994); Mabry v. State Bd.
of Comm. Coll. & Occup. Educ., 813 F.2d 311, 316 n. 6 (10th
Cir.1987), cert. denied, 484 U.S. 849, 108 S.Ct. 148, 98 L.Ed.2d
104 (1987). Courts had also relied on Title VII when evaluating Title
IX sexual harassment claims by students. See, e.g., Moire v. Temple
Univ. Sch. of Medicine, 613 F.Supp. 1360, 1366 & n. 2 (E.D.Pa.1985), aff'd, 800
F.2d 1136 (3d Cir.1986) (hostile environment sexual harassment); Alexander
v. Yale Univ., 459 F.Supp. 1, 4 (D.Conn.1977), aff'd, 631
F.2d 178 (2d Cir.1980) (quid pro quo sexual harassment).
Since the Supreme Court's Franklin case, at least five circuit
courts have found that Title VII standards are applicable to students'
Title IX sexual harassment claims. See Oona, R.___S.___, by Kate
S. v. McCaffrey, ___ F.3d ___ (9th Cir. Aug. 13, 1997); Doe
v. Claiborne County, 103 F.3d 495, 514 (6th Cir.1996); Kinman
v. Omaha Pub. Sch. Dist., 94 F.3d 463, 469 (8th Cir.1996); see also Seamons
v. Snow, 84 F.3d 1226, 1232-33 & n. 7 (10th Cir.1996) (holding
that although Title IX does protect against hostile environment sexual
harassment in schools, plaintiff failed to state a valid claim because
he did not allege that the harassment in question was based on sex); Murray
v. New York University College of Dentistry, 57 F.3d 243, 249 (2d
Cir.1995) ("The [Franklin] Court's citation of Meritor ...,
a Title VII case, in support of Franklin's central holding indicates
that, in a Title IX suit for gender discrimination based on sexual harassment
of a student, an educational institution may be held liable under standards
similar to those applied in cases under Title VII."). But cf.
Rowinsky v. Bryan Indep. Sch. Dist., 80 F.3d 1006, 1016 (5th Cir.1996), cert.
denied, ___ U.S. ___, 117 S.Ct. 165, 136 L.Ed.2d 108 (1996) (holding
that student-on-student sexual harassment cannot be the basis for a cause
of action under Title IX unless the plaintiff demonstrates that the school
responded to sexual harassment claims differently based on sex).
Additionally, the Ninth Circuit has recently relied on an analogy to Title
VII in holding that the law is clearly established that school officials
have a duty under Title IX to take reasonable steps to prevent student-on-student
sexual harassment. See Oona, R.___S.___, ___ F.3d at ___ - ___.
Moreover, virtually every district court to address the issue has held
that Title IX, by analogy to Title VII, imposes liability on schools
for failure to remedy severe and pervasive student-on-student sexual
harassment. See, e.g., Bruneau, 935 F.Supp. at 172 ("When
an employer fails to act to remedy a hostile environment created by co-workers
the employer discriminates against an individual in violation of Title
VII. Similarly, [this] Court finds that in the Title IX context, when
an educational institution fails to take steps to remedy peer-on-peer
sexual harassment, it should be held liable to the harassed student for
that discriminatory conduct."); Bosley v. Kearney R-1 Sch. Dist., 904
F.Supp. 1006, 1021 (W.D.Mo.1995) ("Following the [Franklin]
Court's logic, the same rule as when an employer is held liable for a
sexually hostile work environment under Title VII must apply when a school
district has knowledge of a sexually hostile school environment and takes
no action."); see also Nicole M. v. Martinez Unified Sch. Dist., 964
F.Supp. 1369, 1377-78 (N.D.Cal.1997); Collier v. William Penn Sch.
Dist., 956 F.Supp. 1209, 1213-14 (E.D.Pa. 1997); Franks v. Kentucky
School for the Deaf, 956 F.Supp. 741, 746 (E.D.Ky.1996); Petaluma, 949
F.Supp. at 1427; Wright v. Mason City Community Sch. Dist., 940
F.Supp. 1412, 1419-20 (N.D.Iowa 1996); Burrow, 929 F.Supp. at
1205; Oona R.___S.___, 890 F.Supp. at 1467-69 & n. 13; Patricia
H. v. Berkeley Unified Sch. Dist., 830 F.Supp. 1288, 1293 (N.D.Cal.1993). But
see Garza v. Galena Park Indep. Sch. Dist., 914 F.Supp. 1437, 1438
(S.D.Tex.1994). Thus, the applicable case law firmly supports applying
Title VII principles to delineate the scope of a school board's liability
under Title IX for failure to remedy student-on-student sexual harassment.
Notwithstanding this abundant support for applying Title VII principles,
the majority contends that Title VII principles may not be applied in
this case because "the exposition of liability under Title VII depends
upon agency principles." See Majority Op. at 1399-1400
n. 13. The majority asserts that "[a]gency principles are useless
in discussing liability for student-student harassment under Title IX,
because students are not agents of the school board." [34] Id. This
argument overlooks the Supreme Court's caveat in Meritor that "common
law principles [of agency] may not be transferable in all their
particulars to Title VII." Meritor, 477 U.S. at 72, 106
S.Ct. at 2408 (emphasis added). [35] Under Meritor's
flexible approach, courts have held that an employer may be held liable
under Title VII for failing to take action to remedy a hostile environment
created by non-employees, who are certainly not agents of the employer. See,
e.g., Powell v. Las Vegas Hilton Corp., 841 F.Supp. 1024, 1028 (D.Nev.1992)
(denying motion to dismiss blackjack dealer's claim that her employer
violated Title VII by failing to protect her from sexual harassment by
gamblers at her table, because "an employer could be liable for
the sexual harassment of employees by non-employees, including its customers"); Magnuson
v. Peak Technical Services, Inc., 808 F.Supp. 500, 512-13 (E.D.Va.1992)
(holding that employers of alleged victim can be held liable for failing
to take corrective action to remedy hostile environment created by non-employee); see
also Henson v. City of Dundee, 682 F.2d 897, 910 (11th Cir.1982)
("The environment in which an employee works can be rendered offensive
in an equal degree by the acts of supervisors, coworkers, or even
strangers to the workplace.") (emphasis added) (internal citations
omitted). [36] The employers were held liable in these
cases by virtue of their own failure to comply with the duty of eliminating
discrimination under Title VII — not under any theory of vicarious liability
for the acts of a third party.
Application of Title VII principles also recognizes that a student should
have the same protection in school that an employee has in the workplace.
[37] See Franklin, 503 U.S. at 74-75, 112
S.Ct. at 1037-38. Just as a working woman should not be required to "run
a gauntlet of sexual abuse in return for the privilege of being allowed
to work and make a living," Meritor, 477 U.S. at 67, 106
S.Ct. at 2405 (internal citation omitted), a female student should not
be required to run a gauntlet of sexual abuse in return for the privilege
of being allowed to obtain an education. In the employment context, women
historically have not had the power to simply walk away from an environment
that is made to be demeaning, embarrassing, and humiliating for them
because of their gender. Similarly, it is virtually impossible for female
students to leave their assigned schools to escape an environment where
they are harassed and intimidated on the basis of their gender. Just
as in the employment setting where employees are dependent on their employers
to ensure workplace equality, so too students are dependent on teachers
and school officials to control the educational environment. Additionally,
sexual harassment — regardless of its source — subordinates girls in
the classroom just as much as in the workforce. Although a hostile environment
can be created by someone who supervises or otherwise has power over
the victim, a hostile environment can also be created by co-workers or
fellow students who have no direct power relationship whatsoever with
the victim. [38] And like Title VII, Title IX was enacted
to remedy that discrimination and ensure sexual equality in public education.
Having determined that Title VII principles should guide our analysis
of the scope of the school board's liability under Title IX, I conclude
that Davis's allegations sufficiently plead a cause of action. The elements
a plaintiff must prove to succeed in this type of sexual harassment case
are: (1) that she is a member of a protected group; (2) that she was
subject to unwelcome sexual harassment; (3) that the harassment was based
on sex; (4) that the harassment was sufficiently severe or pervasive
so as to alter the conditions of her education and create an abusive
educational environment; and (5) that some basis for institutional liability
has been established. See Meritor, 477 U.S. at 66-73, 106 S.Ct.
at 2405-09; see also Harris v. Forklift Sys. Inc., 510 U.S.
17, 20-24, 114 S.Ct. 367, 370-71, 126 L.Ed.2d 295 (1993); Lipsett, 864
F.2d at 898-902; Henson, 682 F.2d at 903-05.
Assumed as true, the facts alleged in the complaint, together with all
reasonable inferences therefrom, satisfy these elements. There is no
question that the allegations satisfy the first three requirements. First,
as a female, LaShonda is a member of a protected group. Second, she was
subject to unwelcome sexual harassment in the form of "verbal and
physical conduct of a sexual nature." 29 C.F.R. § 1604.11(a). Third,
the harassment LaShonda faced clearly was on the basis of her sex.
As to the fourth requirement, I recognize that a hostile environment in
an educational setting is not created by simple childish behavior or
by an offensive utterance, comment, or vulgarity. Rather, Title IX is
violated "[w]hen the [educational environment] is permeated with
`discriminatory intimidation, ridicule, and insult' that is `sufficiently
severe or pervasive to alter the conditions of the victim's [environment]
and create an abusive [educational] environment,'" Harris, 114
S.Ct. at 370, 510 U.S. at 21 (quoting Meritor, 477 U.S. at 65,
67, 106 S.Ct. at 2405-06) (internal citations omitted). In determining
whether a plaintiff has established that an environment is hostile or
abusive, a court must be particularly concerned with (1) the frequency
of the abusive conduct; (2) the conduct's severity; (3) whether it is
physically threatening or humiliating rather than merely offensive; and
(4) whether it unreasonably interferes with the plaintiff's performance. Harris, 510
U.S. at 23, 114 S.Ct. at 371. The Court has explained that these factors
must be viewed both objectively and subjectively. If the conduct is not
so severe or pervasive that a reasonable person would find it hostile
or abusive, it is beyond Title IX's purview. Similarly, if the plaintiff
does not subjectively perceive the environment to be abusive, then the
conduct has not actually altered the conditions of her learning environment,
and there is no Title IX violation. Id., 510 U.S. at 21-22,
114 S.Ct. at 370.
In this case, the five months of alleged harassment was sufficiently severe
and pervasive to have altered the conditions of LaShonda's learning environment
from both an objective and a subjective standpoint: (1) G.F. engaged
in abusive conduct toward LaShonda on at least eight occasions; (2) the
conduct was sufficiently severe to result in criminal charges against
G.F. to which he pled guilty in state court; (3) the conduct, such as
the groping and requests for sex, was physically threatening and humiliating
rather than merely offensive; and (4) the conduct unreasonably interfered
with LaShonda's academic performance, resulting in the substantial deterioration
of her grades and emotional health. The facts alleged go far beyond simple
horseplay, childish vulgarities, or adolescent flirting.
Finally, I believe that the fifth and final element — whether any basis
for the Board's liability has been shown, has likewise been sufficiently
alleged. Under Title VII, an employer may be held liable for a hostile
environment of sexual harassment created by a co-worker if "the
employer knew or should have known of the harassment in question and
failed to take prompt remedial action." Faragher, 111 F.3d
at 1538; Henson, 682 F.2d at 905; see also Meritor, 477
U.S. at 72-73, 106 S.Ct. at 2408-09. By analogy, in this instance the
school board may be held liable if it knew or should have known of the
harassment and failed to take timely remedial action. In Title VII cases,
an employee can demonstrate that the employer knew of the harassment "by
showing that she complained to higher management of the harassment or
by showing the pervasiveness of the harassment, which gives rise to the
inference of knowledge or constructive knowledge." Henson, 682
F.2d at 905 (citation omitted). In this case, Davis has alleged that
she told the principal — a higher level manager — of the harassment on
several occasions. She also alleged that at least three separate teachers,
in addition to the principal, had actual and repetitive knowledge from
LaShonda, her mother, and other students. Finally, Davis alleged that
despite this knowledge, the school officials failed to take prompt remedial
action to end the harassment. [39] These allegations
regarding institutional liability, as well as the other allegations,
are sufficient to establish a prima facie claim under Title IX for sexual
discrimination due to the Board's failure to take action to remedy a
sexually hostile environment.
For all the foregoing reasons, I would reverse the district court's dismissal
of Davis's Title IX claim against the Board.
-
Judge R. Lanier Anderson recused himself and
did not participate in this decision.
-
Senior Judge Phyllis A. Kravitch, who was
a member of the en banc court which heard oral argument in this case,
took senior status on January 1, 1997, and has elected to participate
in this decision pursuant to 28 U.S.C. § 46(c) (Supp. 1997).
-
This section provides, "Every person
who, under color of any statute, ordinance, regulation, custom, or
usage, of any State ... subjects, or causes to be subjected, any
... person ... to the deprivation of any rights, privileges, or immunities
secured by the Constitution and laws, shall be liable to the party
injured...." 42 U.S.C. § 1983 (1994).
-
Davis actually alleged that the named defendants
discriminated on the basis of race in violation of "the Education
Act of 1972 and the Civil Rights Act of 1991." Davis was apparently
referring to the Education Amendments of 1972, Pub.L. No. 92-318,
86 Stat. 235 (1972), and the Civil Rights Act of 1991, Pub.L. No.
102-166, 105 Stat. 1071 (1991). The former act, however, does not
address racial discrimination in education, and the latter act does
not provide a cause of action for racial discrimination in education.
The district court construed this portion of the complaint to allege
a violation of 42 U.S.C. § 1981, which does provide a cause of action
against certain types of racial discrimination.
-
Davis did not appeal the district court's
dismissal of her Title IX claim with regard to individual defendants
Dumas and Querry. Davis similarly did not appeal the district
court's dismissal of her § 1981 claim. Therefore, we do not consider
these claims.
With regard to Davis' § 1983 claim, the complaint seemed to allege
that the defendants were liable under this provision solely because
they violated Title IX. Davis, however, apparently argued before
the district court that the defendants were liable under § 1983
for infringing LaShonda's rights under the Due Process Clause
of the Fourteenth Amendment to the United States Constitution.
The district court dismissed this implied claim under Rule 12(b)(6). See
Aurelia D., 862 F.Supp. at 366.
Davis did not appeal the dismissal of her § 1983 claim to the
extent it was based on the defendants' alleged violation of Title
IX. Accordingly, that claim is not before us. She did, however,
appeal the dismissal of her § 1983 claim to the extent it was
based on the defendants' alleged violation of the Due Process
Clause. In addition, Davis argued for the first time before the
three-judge panel that the same § 1983 claim encompassed a violation
of the Equal Protection Clause of the Fourteenth Amendment.
The panel rejected Davis' due process and equal protection arguments
and affirmed the dismissal of her steadily expanding § 1983 claim
under 11th Cir. R. 36-1. See Davis v. Monroe County Bd. of
Educ., 74 F.3d 1186, 1188 (1996). Davis did not petition
the court to rehear this ruling en banc, and we see no reason
to disturb the panel's decision sua sponte. We therefore
do not consider Davis' various § 1983 claims. In sum, we address
only Davis' Title IX claim against the Board.
-
See Davis v. Monroe County Bd. of Educ., 91
F.3d 1418 (11th Cir.1996). Granting rehearing en banc vacated the
panel opinion by operation of law. 11th Cir. R. 35-11.
-
The complaint actually alleges that this second
instance of harassment occurred "on or about January 2, 1993." We
note that January 2, 1993 was a Saturday. Presumably, there was no
school on Saturday, so G.F. could not have sexually harassed LaShonda
at Hubbard on that day. Friday, January 1, 1993, was a holiday. Accordingly,
we assume for appellant's benefit that the alleged harassment occurred
on or about January 4, 1993.
-
The term "hostile environment" sexual
harassment originated in employment litigation under § 703 of the
Civil Rights Act of 1964, Pub.L. No. 88-352, 78 Stat. 241, 255 (1964)
(codified at 42 U.S.C. § 2000e-2 (1994)) ("Title VII").
Hostile-environment sexual harassment occurs whenever an employee's
speech or conduct creates an atmosphere that is sufficiently severe
or pervasive to alter another employee's working conditions. See
Harris v. Forklift Sys., Inc., 510 U.S. 17, 21-22, 114 S.Ct.
367, 370-71, 126 L.Ed.2d 295 (1993). As discussed infra note
13, we conclude that Title VII standards of liability, borrowed from
the employment context, do not control our resolution of this case.
Nevertheless, for purposes of our discussion of appellant's claim,
we construe the complaint to allege that G.F.'s speech or conduct
created an atmosphere that was sufficiently hostile or abusive to
alter the conditions of LaShonda's learning environment.
-
Title VII states, "It shall be an unlawful
employment practice for an employer ... to discriminate against any
individual with respect to ... compensation, terms, conditions, or
privileges of employment, because of such individual's ... sex." 42
U.S.C. § 2000e-2(a)(1) (1994).
-
Title VI provides that "[n]o person
in the United States shall, on the ground of race, color, or national
origin, be excluded from participation in, be denied the benefits
of, or be subjected to discrimination under any program or activity
receiving Federal financial assistance." 42 U.S.C. § 2000d (1994).
-
Senator Bayh's first amendment provided, "No
person ... shall, on the ground of sex, ... be subject to discrimination
under any program or activity conducted by a public institution of
higher education, or any school or department of graduate education,
which is a recipient of Federal financial assistance for any education
program or activity." 117 Cong. Rec. at 30,156.
-
Senator Bayh's second amendment stated, "No
person ... shall, on the basis of sex, ... be subjected to discrimination
under any education program or activity receiving Federal financial
assistance...." 118 Cong. Rec. at 5803.
-
Section 8 of Article I provides, in part,
that "[t]he Congress shall have [the] Power To ... provide for
the ... general Welfare of the United States." U.S. Const. art.
I, § 8, cl. 1.
-
The Supreme Court has left open the question
of whether Title IX was enacted under the Spending Clause. See
Franklin, 503 U.S. at 75 n. 8, 112 S.Ct. at 1038 n. 8. One
could argue, as did the petitioner in Franklin, that
Title IX was enacted under § 5 of the Fourteenth Amendment, which
provides Congress with the authority to enact legislation preventing
states from "deny[ing] to any person ... the equal protection
of the laws." U.S. Const. amend. XIV, § 1, cl. 4.
The Equal Protection Clause, however, only protects against action
by state-sponsored entities. See Shelley v. Kraemer, 334
U.S. 1, 13, 68 S.Ct. 836, 842, 92 L.Ed. 1161 (1948). Federal
funding does not make a public school a state actor. See
Blackburn v. Fisk Univ., 443 F.2d 121, 123 (6th Cir.1971).
Thus, if Title IX had been enacted under the Fourteenth Amendment,
then the antidiscrimination provision of Title IX would not reach
federally funded schools that were not state actors. We think
that the plain language of Title IX commands a different result:
no school that receives federal funding may discriminate on the
basis of gender. Therefore, we conclude that Title IX was enacted
pursuant to a power that can reach non-state actors as well as
state actors — the spending power. See Rowinsky, 80
F.3d at 1013 n. 14.
-
Appellant and the Department of Justice
argue that we should use Title VII standards of liability to
interpret Title IX. An employer is directly liable under Title
VII if it is deliberately indifferent to peer sexual harassment
in the workplace. See Faragher v. City of Boca Raton, 111
F.3d 1530, 1538-39 (11th Cir.1997) (en banc). Appellant argues
that a school should also be liable if it is deliberately indifferent
to peer sexual harassment at school.
The superficial appeal of this argument has attracted the adherence
of a few courts. See, e.g., Bruneau, 935 F.Supp. at
170-71. These courts have applied Title VII standards of liability
to Title IX cases simply because (1) Title VII and Title IX both
deal with sexual harassment and (2) the Supreme Court once cited
a Title VII case in discussing liability under Title IX, see
generally Franklin, 503 U.S. at 75, 112 S.Ct. at 1037 (quoting Meritor
Savings Bank v. Vinson, 477 U.S. 57, 64, 106 S.Ct. 2399,
2404, 91 L.Ed.2d 49 (1986)). See Bruneau, 935 F.Supp.
at 170-71.
However, the Supreme Court has never discussed student-student
sexual harassment or generally applied Title VII jurisprudence
to Title IX cases. Perhaps for this reason, some courts that
have imposed Title VII-type liability under Title IX have refused
— without much explanation — to apply all of Title VII
jurisprudence to Title IX. See, e.g., Bruneau, 935 F.Supp.
at 169-70 ("[T]he Court cautions that by holding that Title
VII legal standards apply to an analysis of Title IX claims,
the Court is not holding that the entirety of Title
VII jurisprudence must be applied to Title IX."). Other
courts have altogether refused to apply Title VII jurisprudence
to Title IX. See, e.g., Rosa H., 106 F.3d at 656 ("Franklin's single
citation to Meritor Savings to support the Court's conclusion
that sexual harassment is sex discrimination does not by itself
justify the importation of other aspects of Title VII law into
the Title IX context.").
We decline appellant's invitation to use Title VII standards of
liability to resolve this Title IX case. See Doe v. Petaluma
City Sch. Dist., 54 F.3d 1447, 1450-51 (9th Cir.1994). First,
Title VII and Title IX are worded differently. If Congress wished
Title IX to be interpreted like the earlier-enacted Title VII,
Congress would have written Title IX to read like Title VII.
Congress did not. Interpreting the plain language of different
statutes does not automatically produce the same result simply
because both statutes proscribe similar behavior.
Second, Title VII was enacted under the far-reaching Commerce
Clause and § 5 of the Fourteenth Amendment. See E.E.O.C.
v. Pacific Press Publ'g Ass'n, 676 F.2d 1272, 1279 n. 10
(9th Cir.1982). Title IX was not, and consequently its reach
is narrower.
Third, the exposition of liability under Title VII depends upon
agency principles. See Meritor, 477 U.S. at 72, 106
S.Ct. at 2408; Faragher, 111 F.3d at 1534-36. Agency
principles are useless in discussing liability for student-student
harassment under Title IX, because students are not agents of
the school board. See generally Restatement (Second)
of Agency § 1 (1958) (defining an agency relationship as one
in which the principal consents to representation by the agent
and the agent consents to control by the principal). Therefore,
even if employers owe to employees some sort of nondelegable
duty to eliminate peer harassment in the workplace, see generally
id. § 492 (discussing employers' duty to provide reasonably
safe working conditions for their employees), schools owe to
students no comparable duty. In short, Title VII jurisprudence
does not control the outcome of this case.
-
We note that neither this court nor the
Supreme Court in Franklin fully addressed the question
of whether a student can state a claim under Title IX for sexual
harassment by a teacher — much less whether a student can state
a claim under Title IX for sexual harassment by another student.
The defendant school board in Franklin successfully moved
the district court to dismiss Franklin's Title IX suit on the
ground that "compensatory relief is unavailable for violations
of Title IX," a holding which this court affirmed. Franklin
v. Gwinnett County Pub. Schs., 911 F.2d 617, 618 (11th Cir.1990).
The school board apparently conceded on appeal that the plaintiff's
allegations stated a claim under Title IX. See id. at
619.
Similarly, the school board conceded before the Supreme Court
that teacher-student sexual harassment violated Title IX. See Brief
for Respondents at 2, 7, Franklin v. Gwinnett County Sch.
Dist., 503 U.S. 60, 112 S.Ct. 1028, 117 L.Ed.2d 208 (1992).
The Supreme Court granted certiorari to consider "whether
the implied right of action under Title IX ... supports a claim
for monetary damages." Franklin, 503 U.S. at 62-63,
112 S.Ct. at 1031. The Court emphasized that "the question
of what remedies are available under a statute that provides
a private right of action is `analytically distinct' from the
issue of whether such a right exists in the first place." Id. at
65-66, 112 S.Ct. at 1032. In fact, the Franklin Court
rejected the arguments of the United States as amicus curiae precisely
because those arguments concerned the existence vel non of
a cause of action for teacher-student sexual harassment, a question
which the Court considered "irrelevant." Id. at
69, 112 S.Ct. at 1034.
The Franklin Court discussed the notice element of the
Spending Clause solely to counter the school board's argument
that "the normal presumption in favor of all appropriate
remedies should not apply because Title IX was enacted pursuant
to Congress' Spending Clause power." Id. at 74,
112 S.Ct. at 1037. Viewed in this light, the Supreme Court's
suggestion that teacher-student sexual harassment gives rise
to a cause of action under Title IX was arguably dicta. We assume
that Franklin created a cause of action for teacher-student
sexual harassment under Title IX, but we are wary of extending
this assumed holding to student-student sexual harassment. In
any event, the Court's discussion of this issue does not foreclose
our own consideration of whether appellant has stated a claim
under Title IX.
-
The dissent devotes a great deal of attention
to whether Congress intended that Title IX create a cause of action
for student-student sexual harassment. See Post at 1411-14.
We seriously doubt whether Congress considered this problem at all
when it enacted Title IX, but, in any case, the dissent's heavy reliance
on its conclusory analysis of the language and history of Title IX
is largely irrelevant. The question is not whether Congress intended
to create a cause of action under Title IX for student-student sexual
harassment but, rather, whether Congress gave school boards notice
of this form of liability. In the absence of any supporting legislative
history, statutory construction of ambiguous language cannot support
a finding of notice as required by the Spending Clause.
-
Private schools that receive federal funding
would also be subject to suit under appellant's theory of Title IX
liability. Private school teachers and administrators, however, would
not ordinarily be subject to suit under § 1983, as would their public
school counterparts, because they would not ordinarily be acting
under color of state law. See § 1983; see generally
supra, note 1. Accordingly, we discuss individual liability
only with respect to public school employees.
-
This is the approach, incidentally, that
some school boards have already adopted. See, e.g., Tamar
Lewin, Kissing Cases Highlight Schools' Fears of Liability for
Sexual Harassment, N.Y. Times, Oct. 6, 1996, at A22, A22 ("While
the recent suspensions of two little boys for kissing girls were
widely seen as excessive, they highlight the confusion that is sweeping
schools as educators grapple with a growing fear that they may be
sued for failing to intervene when one student sexually harasses
another.").
-
If we were to rule in favor of appellant,
Fort, Maples, Pippin, Querry, and Dumas would arguably be entitled
to qualified immunity against § 1983 liability for their actions
in this case. See Doe v. Petaluma City Sch. Dist., 54 F.3d
1447, 1452 (9th Cir.1995). Ruling in favor of appellant, however,
would deprive future, similarly situated defendants of qualified
immunity, because it would clearly establish a statutory right of
which a reasonable school employee would know.
-
If Georgia provided a procedure for challenging
the impartiality of the school's decisionmaker, the alleged harasser
would have received all the process to which he was entitled, and
he would have no claim under the Due Process Clause. See McKinney
v. Pate, 20 F.3d 1550, 1557 (11th Cir.1994) (en banc). Absent such
a procedure, he could bring suit in federal court under § 1983, alleging
that the state failed to accord him the process he was due. Whether
the alleged harasser repairs to state court or to federal court,
however, the disruptive effect on school officials, teachers, and
students would be the same.
-
In his separate opinion, JUDGE CARNES
insists that the requirements of the procedural component of
the Due Process Clause are met when a school disciplinarian affords
a student faced with suspension an "informal" opportunity
to explain his side of the story. See post at 1407-08.
JUDGE CARNES' reasoning is correct, as far as it goes, but he
focuses on one narrow subset of cases — "any suspension
of up to ten days." Post at 1407.
In Goss, the Supreme Court held that, "[a]t the
very minimum, ... students facing suspension and the consequent
interference with a protected property interest must be given
some kind of notice and afforded some kind of hearing." Goss, 419
U.S. at 579, 95 S.Ct. at 738. The kind of notice and the formality
of the hearing will depend, of course, on the nature and severity
of the deprivation the student faces: for example, "due
process requires, in connection with a suspension of 10 days
or less, that the student be given oral or written notice
of the charges against him and, if he denies them, an explanation
of the evidence the authorities have and an opportunity to present
his side of the story." Id. at 581, 95 S.Ct. at
740 (emphasis added); see also, e.g., Board of Curators v.
Horowitz, 435 U.S. 78, 86, 98 S.Ct. 948, 953, 55 L.Ed.2d
124 (1978) (noting that a college student's dismissal for academic
reasons necessitates fewer procedural protections than a dismissal
for disciplinary reasons).
At the end of its opinion in Goss, however, the Supreme
Court stated, "Longer suspensions or expulsions for the
remainder of the school term, or permanently, may require more
formal procedures. Nor do we put aside the possibility that in
unusual situations, although involving only a short suspension,
something more than rudimentary procedures will be required." Id. at
584, 95 S.Ct. at 741. The Supreme Court left open the possibility
that a more formal notice and hearing would be required for disciplinary
actions more serious than ten-day suspensions, and so shall we.
Furthermore, regardless of the nature of the notice and the quality
of the hearing, an individual faced with the deprivation of a
property interest is entitled to an impartial decisionmaker —
a requirement JUDGE CARNES seems to discount. See, e.g.,
Nash v. Auburn Univ., 812 F.2d 655, 665 (11th Cir.1987)
("An impartial decision-maker is an essential guarantee
of due process."). JUDGE CARNES admits, for example, that
a public school principal would be impermissibly biased, for
purposes of the Due Process Clause, if the principal "took
a bribe from [a] complaining student's parents in return for
suspending or expelling [an] alleged wrongdoer." Post at
1408. JUDGE CARNES, however, refuses to accept that a principal
would be just as impermissibly biased if the principal were forced
to pay money to a complaining student for not suspending
or expelling an alleged wrongdoer. We fail to grasp the distinction.
-
On page 1408-09 of his separate opinion,
JUDGE CARNES leads us through a parade of horribles which, he
imagines, we have created by suggesting that appellant's theory
of the case would potentially give public school officials an
impermissible financial incentive to punish alleged student harassers.
The dire consequences he conjures, however, will never come to
pass precisely because we are not adopting appellant's theory
of Title IX liability. Only if we were to adopt her theory might public
school officials face potential liability under both
Title IX and the procedural component of the Due Process Clause.
But we do not adopt appellant's theory of liability.
With regard to non-school settings, JUDGE CARNES overstates our
opinion and then criticizes us for the breadth of our holding.
He chides us for suggesting that "[a]ll federal, state,
or local officials called upon to decide what to do in response
to one person's complaint about another would have a financial
incentive to avoid a lawsuit, which would disqualify them from
making a decision." Post at 1409. We suggest nothing
of the kind.
Nevertheless, on the merits of his critique, we suppose that all
officials in such situations could face lawsuits alleging
impermissible bias — if none of those officials had
any form of immunity from suit, which, of course, they do have.
Stated differently, public decisionmakers have immunity from
suit to protect them from the sort of bias that might otherwise
give rise to violations of the Due Process Clause. Judges, for
example, have absolute immunity from suit because "the independent
and impartial exercise of judgment vital to the judiciary might
be impaired by exposure to potential damages liability." Antoine
v. Byers & Anderson, Inc., 508 U.S. 429, 435, 113 S.Ct.
2167, 2171, 124 L.Ed.2d 391 (1993). Similar concerns motivate
qualified immunity. See generally Harlow v. Fitzgerald, 457
U.S. 800, 814, 102 S.Ct. 2727, 2736, 73 L.Ed.2d 396 (1982) (reasoning
that, without qualified immunity, "there is the danger that
fear of being sued will `dampen the ardor of all but the most
resolute, or the most irresponsible [public officials], in the
unflinching discharge of their duties'" (quoting Gregoire
v. Biddle, 177 F.2d 579, 581 (2d Cir. 1949), cert. denied, 339
U.S. 949, 70 S.Ct. 803, 94 L.Ed. 1363 (1950)) (alterations in
original). In fact, as we discuss supra note 18, the
individual defendants in this case would likely be entitled to
qualified immunity.
In sum, we create no new procedural due process rights, as JUDGE
CARNES asserts. Our opinion does not even suggest that we would have
to create such rights if we were to uphold appellant's theory
of Title IX liability. Rather, our opinion states that this form
of liability is a logical extension of appellant's theory
of the case, and Congress gave no notice to public school boards
that they would be potentially undertaking this form of liability
when they accepted federal funding under Title IX.
-
All of the foregoing assumes, of course,
that the allegations of harassment are true. While we hesitate
to assume that any allegations of student-student sexual harassment
are false, we do not doubt that school students will be tempted
into mischief by the prospect of swift punishment against any
classmate whom they accuse of sexual harassment.
Moreover, public school officials would find such false accusations
difficult to combat. Under Title VII standards of liability,
which the appellant, the United States, and the dissent seem
anxious to adopt, an employer may be sued for retaliating against
an employee who complains about sexual harassment. See generally 42
U.S.C. § 2000e-3(a) (1994) ("It shall be an unlawful employment
practice for an employer ... to discriminate against any individual
... because he has made a charge, testified, assisted, or participated
in any manner in an investigation, proceeding, or hearing under
this subchapter."). Thus, under the logical implications
of appellant's theory of Title IX liability, a school board could
face a lawsuit from the complaining student if it disciplines
her for bringing a vexatious complaint against a classmate. As
discussed in the text, the threat of lawsuits under § 1983 against
the public school officials themselves would soon follow.
-
Appellant and the Department of Justice
draw our attention to the regulatory activities of the Office
of Civil Rights of the United States Department of Justice ("OCR").
The OCR issued interim guidelines concerning schoolhouse sexual
harassment on August 16, 1996. See Sexual Harassment
Guidance: Peer Sexual Harassment, 61 Fed.Reg. 42,728 (1996).
These guidelines issued after the alleged harassment of LaShonda.
Moreover, at the time of the alleged harassment, the code of
federal regulations did not discuss student-student sexual harassment. See 34
C.F.R. § 106.31 (1992). Therefore, OCR's regulations did not
put the Board on official notice of its potential liability for
G.F.'s harassment of LaShonda.
Nevertheless, appellant and the Department of Justice urge that
we defer to the OCR's current interpretation of Title IX for
purposes of this case. The OCR issued final policy guidance on
student sexual harassment on March 13, 1997. See Sexual
Harassment Guidance: Harassment of Students by School Employees,
Other Students, or Third Parties, 62 Fed.Reg. 12,034 (1997).
In this publication, the OCR constructs a labyrinth of factors
and caveats which simply reinforces our conclusion that the Board
was not on notice that it could be held liable in the present
situation.
According to the March 13 guidance, schools are liable for failing
to eliminate
sexually harassing conduct (which can include unwelcome sexual
advances, requests for sexual favors, and other verbal, nonverbal,
or physical conduct of a sexual nature) ... by another student
... that is sufficiently severe, persistent, or pervasive to
limit a student's ability to participate in or benefit from an
education program or activity, or to create a hostile or abusive
educational environment.
Id. at 12,038.
Because the meaning of this language may not be obvious to school
officials, the March 13 guidance lists several factors which
should be taken into account when a student is sent to the office
for sexually harassing another student. Among other factors and
subfactors, the school official should consider the "welcomeness" of
the conduct, the age of the harasser, the age of the victim,
the relationship between the parties, the degree to which the
conduct was sexual in nature, the duration of the conduct, the
frequency of the conduct involved, the degree to which the conduct
affected the victim's education, the pervasiveness of the conduct
at the school, the location of the incident, the occurrence of
any similar incidents at the school, the occurrence of any incidents
of gender-based but non-sexual harassment, the size of the school,
and the number of individuals involved in the incident.
The school official should keep in mind that "in some circumstances,
nonsexual conduct may take on sexual connotations and may rise
to the level of sexual harassment." Id. at 12,039.
He should also remember that "a hostile environment may
exist even if there is no tangible injury to the student," and
even if the complaining student was not the target of the harassment. Id. at
12,041. In addition, the official must recall that a single act
of student-student harassment can create a hostile environment. See
id. Finally, the school official must keep in mind that,
if he does not kick the alleged harasser out of school, and the
harasser misbehaves again, the official could be personally liable
if a jury concludes, after the fact, that he could have done
more to prevent the harasser from harming his classmates.
The foregoing analysis assumes, of course, that the school official
actually knew of the complaint against the harasser and summoned
him to the front office. According to the OCR, however, the official
may be liable even if he did not know about the harassment: the
official may cause the school to violate Title IX if he failed
to exercise "due care" in discovering the misconduct. See
id. at 12,042. The foregoing does not address the lawsuit
that the harasser's parents will file when the school official
summarily suspends him. According to appellant and the Department
of Justice, the Board received clear notice of this form of liability
when it accepted federal funding under Title IX. We think not.
-
To calculate the number of purported student
victims of harassment in the nation, we multiplied the percentage
of victims provided by the AAUW Survey by the total number of students
enrolled in public schools in grades eight to eleven during the 1992-1993
school year. We obtained the enrollment statistics from the world-wide-web
home page of the Department of Education. See, e.g., U.S.
Dep't of Educ., Enrollment in Public Elementary and Secondary
Schools, by Grade: Fall 1980 to Fall 1994 (last modified Mar.
1996) http://nces01.ed.gov/nces/ pubs/D96/D96T042.html> [hereinafter U.S.
Education]. We used the same process to calculate the total
number of professed student harassers in the nation.
-
In JUDGE CARNES' separate opinion, he
characterizes our use of statistics as an attempt "to establish
that student-student sexual harassment is such a widespread and
extensive problem that a different holding of this case would
impose massive liability upon school officials and boards." Post at
1410. As we indicate in the text, this is not our objective at
all. We cite these statistics because school boards may
consider them to be a valid indicator of the amount of litigation
that they will face. If a lawyer for the Monroe County School
Board were trying to advise the Board about the potential costs
and benefits of accepting federal funding, would it not matter
to that lawyer whether accepting federal funds would give rise
to a few lawsuits or thousands of lawsuits?
JUDGE CARNES suggests that the AAUW Survey overstates the actual
number of lawsuits that could be brought under appellant's theory
of Title IX liability. We agree that the survey did not use the
same definition of student-student sexual harassment as our case
law dictates, but statistical purity would arguably require a
jury verdict agreeing with the allegations of each student who
claimed to have been harassed. In any event, there are plenty
of reasons for public school officials to overlook the statistical
flaws in the AAUW Survey when it is their own pocket-books —
not those of federal judges — that are at stake.
-
As noted above, the purpose of enactments
under the Spending Clause is "to further [Congress'] broad
policy objectives by conditioning receipt of federal moneys upon
compliance by the recipient with federal statutory and administrative
directives." Fullilove v. Klutznick, 448 U.S. 448,
474, 100 S.Ct. 2758, 2772, 65 L.Ed.2d 902 (1980) (opinion of
Burger, C.J.). Congress uses the spending power "to induce
governments and private parties to cooperate voluntarily with
federal policy." Id. If no one chooses to receive
federal funds under a proposed legislative program, Congress'
intent would be frustrated and its policy objectives would remain
unfulfilled. See Rowinsky, 80 F.3d at 1013.
Prospective recipients will decline federal funding and current
recipients will withdraw from federal programs if the cost of
legislative conditions exceeds the amount of the disbursement.
Federal funding represents only 7% of all revenues for public
elementary and secondary schools in the United States. During
the 1992-1993 school year, for example, American schools received
$17,261,252,000 from the federal government out of a total budget
of $247,626,168,000. See U.S. Education, supra, at D96T157.html>.
School authorities must weigh the benefit of this relatively small
amount of funding against not only the threat of substantial
institutional and individual liability — as suggested by the
AAUW Survey — but also the opportunity costs of devoting to litigation
hours that might otherwise be spent running their schools. Because
harassment of the sort experienced by LaShonda is rarely observed
directly by school officials, Title IX claims of the sort envisioned
by appellant would require the time-consuming testimony of numerous
student witnesses. Imposing the liability of the sort envisioned
by appellant could induce school boards to simply reject federal
funding — in contravention of the will of Congress. See Rowinsky, 80
F.3d at 1013.
-
Parts I, II, III A, and IV of Judge Tjoflat's
opinion constitute the opinion of the Court, because those parts
are joined by six of the ten judges participating in this decision.
By contrast, none of the other nine judges participating in this
decision have joined Parts III B and C of that opinion.
-
The nature and extent of the protection
afforded the property interest in a public education, the due process
requirements attendant to its loss, depends upon the severity of
the loss. In Goss v. Lopez, 419 U.S. 565, 95 S.Ct. 729,
42 L.Ed.2d 725 (1975), the Supreme Court held that, with any suspension
of up to ten days, all the Due Process Clause requires is for the
student to "be given oral or written notice of the charges against
him and, if he denies them, an explanation of the evidence the authorities
have and an opportunity to present his side of the story." 419
U.S. at 581, 95 S.Ct. at 740; accord Arnold v. Board of Educ., 880
F.2d 305, 318 (11th Cir.1989). The Supreme Court said in Goss that "[i]n
the great majority of cases the disciplinarian may informally discuss
the alleged misconduct with the student minutes after it has occurred," and "[w]e
hold only that, in being given an opportunity to explain his version
of the facts at this discussion, the student first be told what he
is accused of doing and what the basis of the accusation is." 419
U.S. at 582, 95 S.Ct. at 740. The Court has since explained that
all Goss requires before a suspension is an "informal
give and take" in order to provide the student "the opportunity
to characterize his conduct and put it in what he deems the proper
context." Board of Curators v. Horowitz, 435 U.S. 78,
86, 98 S.Ct. 948, 953, 55 L.Ed.2d 124 (1978) (quoting Goss, 419
U.S. at 584, 95 S.Ct. at 741); accord, e.g., C.B. v. Driscoll, 82
F.3d 383, 386 (11th Cir.1996) ("The dictates of Goss are
clear and extremely limited."). These "rudimentary precautions," to
use the description from Goss itself, 419 U.S. at 581, 95
S.Ct. at 740, are a far cry from a due process tribunal hearing attendant
to some property interest deprivations.
-
It is worth noting that the OCR's interpretation
of Title IX as holding schools liable for permitting peer sexual
harassment is consistent with its interpretation of Title VI
of the Civil Rights Act of 1964, 42 U.S.C. § 2000d (1964), as
holding schools liable for allowing peer racial harassment. This
is significant because the Supreme Court has noted that "Title
IX was patterned after Title VI." Cannon, 441 U.S.
at 694, 99 S.Ct. at 1956. As the majority points out, the language
of the two statutes is virtually identical, and the Supreme Court
has held that they should be interpreted in the same way. See Majority
Op. at 1398-99 (citing Cannon, 441 U.S. at 696, 99 S.Ct.
at 1957-58). The OCR issued An Investigative Guidance on Racial
Incidents and Harassment Against Students at Educational Institutions
in 1994 providing, "[T]he existence of a racially hostile
environment that is created, encouraged, accepted, tolerated
or left uncorrected by a recipient also constitutes different
treatment on the basis of race in violation of Title VI." See 59
Fed.Reg. 11,448, at 11,448 (1994). Furthermore, the OCR has stated
that the obligation of school districts with notice to remedy
racially hostile environments applies "regardless of the
identity of the person(s) committing the harassment — a teacher,
student, the grounds crew, a cafeteria worker, neighborhood teenagers,
a visiting baseball team, a guest speaker, parents or others." Id. at
11,450. As explained by the OCR:
Under this analysis, an alleged harasser need not be an agent
or employee of the recipient, because this theory of liability
under Title VI is premised on a recipient's general duty to provide
a nondiscriminatory educational environment.
Id. at 11,449.
Additionally, it is interesting to note that shortly after the
enactment of Title VI, the former Fifth Circuit recognized that
school officials must take steps within their power to prevent
racial harassment among students. In United States v. Jefferson
County Bd. of Educ., 380 F.2d 385 (5th Cir.1967) (en banc),
which is binding precedent in this circuit, see Bonner v.
City of Prichard, 661 F.2d 1206, 1209 (11th Cir.1981) (en
banc), the court of appeals entered a model desegregation decree
which complied with "the letter and spirit of the Civil
Rights Act of 1964", Jefferson County, 380 F.2d
at 390. The decree provided in relevant part:
Within their authority school officials are responsible for the
protection of persons exercising rights under or otherwise affected
by this decree. They shall, without delay, take appropriate action
with regard to any student or staff member who interferes with
the successful operation of the plan. Such interference shall
include harassment, intimidation, threats, hostile words or acts,
and similar behavior.
Id. at 392.
-
In Franklin, the Supreme Court
assumed, without deciding, that Title IX was enacted pursuant to
the Spending Clause. Franklin, 503 U.S. at 75 & n. 8,
112 S.Ct. at 1037 & n. 8. It is also arguable that the provision
was enacted pursuant to § 5 of the Fourteenth Amendment. For purposes
of this discussion, I will assume, like the majority, that the authorizing
provision was the Spending Clause.
-
Sexual harassment involves unwelcome sexual
advances, requests for sexual favors, and other unwelcome verbal
or physical conduct of a sexual nature. 29 C.F.R. § 1604.11(a) (1991).
Such harassment constitutes actionable sex discrimination in the
workplace either as "quid pro quo" sexual harassment,
which conditions employment benefits upon sexual favors, or as "hostile
environment" sexual harassment, which creates an intimidating,
hostile or offensive working environment that unreasonably interferes
with an individual's work performance. See Meritor, 477
U.S. at 62, 65, 106 S.Ct. at 2403, 2404-05.
-
The majority also argues that Title VII
case law is inapplicable to Title IX because Title IX, unlike Title
VII, was enacted under the Spending Clause. However, the Supreme
Court has relied on Title VII in analyzing claims under Title VI,
which also was enacted under the spending power. In Guardians
Ass'n v. Civil Service Comm'n, 463 U.S. 582, 103 S.Ct. 3221,
77 L.Ed.2d 866 (1983), for example, the Court found that Title VI's
prohibition of discrimination was "subject to the construction
given the antidiscrimination proscription of Title VII in Griggs
v. Duke Power Co. ...." Guardians, 463 U.S. at
592, 103 S.Ct. at 3227. The Court also adopted Title VII's "business
necessity" defense to analyze disparate impact claims in a Title
VI case involving student placement. See Board of Educ. v. Harris, 444
U.S. 130, 151, 100 S.Ct. 363, 375, 62 L.Ed.2d 275 (1979). Likewise,
this court has utilized Title VII to analyze a disparate impact claim
under Title VI, stating that "[t]he elements of a disparate
impact claim may be gleaned by reference to cases decided under Title
VII." Georgia State Conf. of Branches of NAACP v. Georgia, 775
F.2d 1403, 1417 (11th Cir.1985). Thus, the fact that Title VII is
not a Spending Clause statute has not been a bar to importing its
standards into Title VI, which formed the template for Title IX,
and therefore should not be a bar to importing its standards into
Title IX.
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As Judge Tjoflat has explained, "Title
VII, as interpreted in Meritor, requires employers to take
steps to ensure that sexual harassment does not permeate the workplace.
To the extent that the application of common law agency principles
frustrates Title VII's goal of eliminating such harassment — by effectively
relieving the employer of the responsibility of pursuing that goal
— those principles must yield." Faragher v. City of Boca
Raton, 111 F.3d 1530, 1544, 1546 n. 2 (11th Cir.1997) (Tjoflat,
J., concurring in part, dissenting in part).
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Moreover, guidelines promulgated under Title
VII recognize that an employer may be held liable for failing to
take corrective action to remedy a hostile environment created by
a third party. See 29 C.F.R. § 1604.11(e) ("An employer
may also be responsible for the acts of non-employees in the workplace
..., where the employer (or its agents or supervisory employees)
knows or should have known of the conduct and fails to take immediate
and appropriate corrective action.").
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Indeed, where there are distinctions between
the school environment and the workplace, they "serve only to
emphasize the need for zealous protection against sex discrimination
in the schools." Patricia H., 830 F.Supp. at 1292-93.
The ability to control and influence behavior exists to an even greater
extent in the classroom than in the workplace, as students look to
their teachers for guidance as well as for protection. The damage
caused by sexual harassment also is arguably greater in the classroom
than in the workplace, because the harassment has a greater and longer
lasting impact on its young victims, and institutionalizes sexual
harassment as accepted behavior. Moreover, "[a] nondiscriminatory
environment is essential to maximum intellectual growth and is therefore
an integral part of the educational benefits that a student receives.
A sexually abusive environment inhibits, if not prevents, the harassed
student from developing her full intellectual potential and receiving
the most from the academic program." Id. at 1293 (citation
omitted).
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Numerous circuit courts, including this
one, have held that an employer's failure to take prompt remedial
action after notice of severe and pervasive sexual harassment by
a co-worker is actionable. See, e.g., Henson v. City of Dundee, 682
F.2d 897, 905 (11th Cir.1982); see also DeAngelis v. El Paso
Municipal Police Officers Assoc., 51 F.3d 591, 593 (5th Cir.1995); Nichols
v. Frank, 42 F.3d 503, 508 (9th Cir.1994); Carr v. Allison
Gas Turbine Div. Gen. Motors Corp., 32 F.3d 1007, 1009 (7th
Cir.1994); Karibian v. Columbia University, 14 F.3d 773,
779 (2d Cir.), cert. denied, 512 U.S. 1213, 114 S.Ct. 2693,
129 L.Ed.2d 824 (1994); Kauffman v. Allied Signal, Inc., Autolite
Div., 970 F.2d 178, 182 (6th Cir.), cert. denied, 506
U.S. 1041, 113 S.Ct. 831, 121 L.Ed.2d 701 (1992); Baker v. Weyerhaeuser
Co., 903 F.2d 1342, 1345-46 (10th Cir.1990); Hall v. Gus
Construction Co., 842 F.2d 1010, 1015-16 (8th Cir.1988).
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The complaint also alleged that during the
time of the harassment, the Board had no policy prohibiting the sexual
harassment of students in its schools, and had not provided any policies
or training to its employees on how to respond to student-on-student
sexual harassment.